June 27, 2018
The Wolper Law Firm, P.A. is currently investigating claims against William Ornstein, a Financial Advisor at GMS Group in Boca Raton, FL. William Ornstein first entered the securities industry in the 1970s. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), William Ornstein has been the subject of nine (9) customer […]
June 27, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Thomas Knadle, a Financial Advisor at GMS Group in Boca Raton, FL. Travis Knadle first entered the securities industry in 2014. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Travis Knadle has been the subject of two (2) customer complaints […]
June 26, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Paul Avila, a former Financial Advisor at LPL Financial in Irvine, Califormia. Paul Avila has been in the securities industry since 1990 and previously worked at Banc of America Investment Services, GNA Securities and Dean Witter. According to publicly available records released by the Financial […]
June 26, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Jeffrey Mcaleney, a Financial Advisor at JP Morgan Securities in Morristown, New Jersey. Jeffrey Mcaleney has been in the securities industry since 1999 and and has worked with JP Morgan since 2005. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]
June 26, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Larry Werbel, a former Financial Advisor at Concorde Investment Services, Summit Brokerage Services and LPL Financial in Chargin Falls, Ohio. Larry Werbel first entered the securities industry in 1996. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Larry Werbel has […]
June 26, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Alan New, a former Financial Advisor at NY Life Securities in Fort Wayne, Indiana. Alan New first entered the securities industry in 2002. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in 2018 alone, Alan New has been the subject […]
June 25, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Peter Holler, a former Financial Advisor at Securities Service Network In Bristol, Tennessee. Peter Holler has been in the securities industry since the 2012. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in May 2018, Peter Holler was sanctioned by […]
June 25, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Walter Parker, a former Financial Advisor at Titan Securities in Texas. Walter Parker has been in the securities industry since the 1991 and previously worked for ING Financial Partners, Locust Street Securities and BMA Financial Services. According to publicly available records released by the Financial […]
June 25, 2018
Lawrence Fawcett is a former Financial Advisor at Westpark Capital in Los Angeles, CA. Lawrence Fawcett has been in the securities industry since the 2012. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), during Lawrence Fawcett’s six year career, he has been the subject of five (5) customer complaints and […]
June 25, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Charles Kanahan, a Financial Advisor at Merrill Lynch in Boston, Mass. Charles Kanahan has been in the securities industry since the 1980s and, prior to Merrill Lynch, worked at Morgan Stanley, Bear, Stearns and Thomson McKinnon Securities . According to publicly available records released by […]