The Wolper Law Firm, P.A. is currently investigating claims against Barry Garapedian, a Financial Advisor at Morgan Stanley in Westlake Village, California.  Barry Garapedian has been in the securities industry since the 1980s. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), as June 25, 2018, Barry Garapedian has been the […]

The Wolper Law Firm, P.A. is currently investigating claims against Wills Henriquez, a former Financial Advisor at Network 1 Financial Securities in Brooklyn, NY.  Among Wills Henriquez’s prior employers were Newport Coast Securities, Legend Securities and Emerald Investments. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June 21, 2018, […]

The Wolper Law Firm, P.A. is currently investigating claims against First Nationle Solution, LLC, United RL Capital Services, Percipience Global Corp., Perry Santillo, Christopher Parris, Paul LaRocco, John Piccarreto and Thomas Brenner.  The aforementioned companies and individuals have been charged and/or implicated in a $102 million ponzi scheme involving more than 600 investors. On June […]

The Wolper Law Firm, P.A. is currently investigating claims against Steven Pagartanis, a former Financial Advisor at Cadaret, Grant & Co. and Lombard Securities in Seatauket, KY.  Steven Pagartanis has been in the securities industry since 1989 and has worked for several other brokerage firms, including Woodbury Financial Services, Invest Financial Corp. and Yankee Financial […]

The Wolper Law Firm, P.A. is currently investigating claims against Lawrence Torres, a former Financial Advisor at First Standard Financial Company in Staten Island, NY.  Lawrence Torres’s past employments include Alexander Capital, LP, Brookstone Securities, Inc., JP Turner & Company and VFinanace Inestments. According to public records released by the Financial Industry Regulatory Authority (FINRA), […]

The Wolper Law Firm, P.A. is currently investigating claims against Steven Knuttila, a former Financial Advisor at Capital Financial Services in Perham Minnesota.  Steven Knuttila’s past employments include Questar Capital Corp., US Allianz Securities, Raymond James and Edward Jones. According to public records released by the Financial Industry Regulatory Authority (FINRA), on June 19, 2018, […]

The Wolper Law Firm, P.A. is currently investigating claims against Oscar Francis, a former Financial Advisor at MML Investors Services in Ft. Lauderdale, FL. In April 2017, the Department of Justice commenced an investigation into Oscar Francis regarding “selling away and [an] outside business activity.” The Financial Industry Regulatory Authority (FINRA) strictly prohibits financial advisor […]

The Wolper Law Firm, P.A. is currently investigating claims against Jack Griffith, a Financial Advisor at Janney Montgomery Scott in Columbia, South Carolina.  Jack Griffith’s past employments include Ameriprise Advisor Services and AG Edwards. Jack Griffith has three pending customer complaints against him, alleging combined damages of more than $4.5 million: January 2018—Customer alleges that […]

The Wolper Law Firm, P.A. is currently investigating claims against Andrew Lowe, a former Financial Advisor at Berthel Fisher & Company Financial Services in Centre, AL.  Andrew Lowe’s past employments include Sterne Agee Financial Services and Wachovia Securities. In June 2018, Andrew Lowe consented to sanctions imposed by FINRA for alleged “unsuitable trading of Class […]

The Wolper Law Firm, P.A. is currently investigating claims against Douglas Leone, A former Financial Advisor at Salomon Whitney Financial in Melville, NY.  Douglas Leone’s previous associations include Newport Coast Securities and Basic Investors, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Douglas Leone has been the subject of […]