The Wolper Law Firm, P.A. is currently investigating claims against former Raymond James Financial Advisor, James Edward Lyons. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), effective June 4, 2018, James Edward Lyons was barred from associating with any FINRA member brokerage firm.  Effectively, this means that James Edward Lyons […]

The Wolper Law Firm, P.A. is currently investigating claims against USA Financial Services Corp. Financial Advisor, Bradley Ford. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), a customer filed a complaint against Bradley Ford in April 2018 for allegedly misrepresenting the characteristics of an annuity.  Additional customer complaints and regulatory […]

The Wolper Law Firm, P.A. is currently investigating claims against former Liberty Partners Financial Services, Inc. Financial Advisor, Eric Erb, out of Babylon, NY. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Mark Kaplan was sanctioned by FINRA for allegedly engaging in sales practice violations, which included falsification  of new […]

The Wolper Law Firm, P.A. is currently investigating claims against Merrill Lynch Financial Advisor, Craig Mardany, of Newport Beach, CA. Merrill Lynch Financial Advisor, Craig Mardany, out of Newport Beach, CA, is the subject of a customer complaint for unsuitable investment recommendations.  The customer has alleged damages of $10 million. Financial Advisors are required by […]

The Wolper Law Firm, P.A. is currently investigating claims against former Vanderbilt Securities, LLC Financial Advisor, Mark Kaplan, of Woodbury, NY.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), effective March 2018, Mark Kaplan was barred from associating with any FINRA member brokerage firm.  Effectively, this means that Mark Kaplan […]

The Wolper Law Firm, P.A. is currently investigating claims against former JP Morgan Chase Securities Financial Advisor, Leona Lynn Parsons, of Imperial Beach, CA.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), effective May 23, 2018, Leona Lynn Parsons was barred from associating with any FINRA member brokerage firm.  Effectively, […]

The Wolper Law Firm, P.A. is currently investigating claims against Stockcross Financial Services, Inc. Financial Advisor, Herbert Voss, Jr.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), effective May 23, 2018, Herbert Voss, Jr. was barred from associating with any FINRA member brokerage firm.  Effectively, this means that Herbert Voss, […]

The Wolper Law Firm, P.A. is currently investigating claims against former Westminster Financial Securities, Inc. Financial Advisor, Louis Anthony Telerico.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), effective May 23, 2018, Telerico was suspended by FINRA and is unable to associate with any brokerage firms for a period of […]