The Wolper Law Firm, P.A. is currently investigating claims against Cheryl George, a former Financial Advisor at RBC Capital Markets, LLC.  Cheryl George has been in the securities industry since 2002 and previously worked for Morgan Stanley and Citigroup According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on July 30, […]

The Wolper Law Firm, P.A. is currently investigating claims against Robert Humberston, a former Financial Advisor at Ameriprise Financial Services in Suffield, Connecticut.  Robert Humberston has been in the securities industry since 2012 and previously worked for Morgan Stanley. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on July 27, […]

The Wolper Law Firm, P.A. is currently investigating claims against Christine Memet, a former Financial Advisor at PNC Investments, LLC in Hamilton, New Jersey.  Christine Memet has been in the securities industry since the 1990s and previously worked for Chase and 1st Discount Brokerage. According to publicly available records released by the Financial Industry Regulatory […]

The Wolper Law Firm, P.A. is currently investigating claims against Damian Mamane, a Financial Advisor at Aegis Capital in Boca Raton, FL.  Damian Mamane has been in the securities industry since the 2001 and previously worked for Gunallen Financial According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Damian Mamane has […]

The Wolper Law Firm, P.A. is currently investigating claims against Sanders Spangler, a Financial Advisor at LPL Financial in San Antonio, Texas.  Damian Mamane has been in the securities industry since the 2000 and previously worked for Edward Jones. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on March 26, […]

On July 26, 2018, the Securities and Exchange Commission (SEC) filed a complaint against John Paulsen in the District Court for the Southern District of New York.  John Pualsen is a former analyst at a registered broker-dealer headquartered in Alabama.  It is alleged that John Paulsen aided and abetted a pay-to-play scheme involving the New […]

On July 26, 2018, the SEC announced that it was unsealing fraud charges against a group of companies and their principal for allegedly perpetrating a $55 million ponzi scheme.  Daniel Rudden, a resident of Colorado, operated a group of companies named Financial Visions, LLC, Financial Visions West, LLC and Financial Visions West I, LLC. From […]

  The Wolper Law Firm, P.A. is currently investigating claims against David Scholl, a former Financial Advisor at Planmember Securities Corp. in Grand Rapids, Michigan.  David Scholl first entered the securities industry  in the 1990s and worked for several brokerage firms, including LPL Financial, CUNA Brokerage Services and Linsco Private Ledger. According to publicly available […]

The Wolper Law Firm, P.A. is currently investigating claims against Jennifer Ling, a former Financial Advisor at Axiom Capital in New York, NY.  Jennifer Ling has been in the securities industry since the 2000 and previously worked for Fidelity and Charles Schwab. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

The Wolper Law Firm, P.A. is currently investigating claims against Shaun Hayes, a former Financial Advisor at Merrill Lynch in Fort Worth, Texas.  Jennifer Ling has been in the securities industry since the 2005 and previously worked AXA Advisors. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Shaun Hayes has […]