The Wolper Law Firm, P.A. is currently investigating claims against Edward Davig, a Financial Advisor at Packerland Brokerage Services in Holmen, Wisconsin.  Edward Davig has been in the securities industry since the 1970s and previously worked for Royal Alliance Associates and Keogler, Morgan & Co. According to publicly available records released by the Financial Industry […]

The Wolper Law Firm, P.A. is currently investigating claims against Howard Utz, a former Financial Advisor at Hazard & Siegel in Mars, Pennsylvania.  Howard Utz has been in the securities industry since 1995 and previously worked for Securities America and Sunset Financial Services. According to publicly available records released by the Financial Industry Regulatory Authority […]

Charles Doraine (CRD # 70411) was a Financial Advisor at NEXT Financial Group in Corpus Christi, Texas. Charles Doraine has been in the securities industry since 1972 and previously worked at Merrill Lynch. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on April 27, 2020, Charles Doraine was sanctioned by […]

The Wolper Law Firm, P.A. is currently investigating claims against Suhail Khan, a former Financial Advisor at LPL Financial, LLC in Chicago, Illinois.  Suhail Khan has been in the securities industry since the 1990’s and previously worked for Vision and U.S. Financial Investments. According to publicly available records released by the Financial Industry Regulatory Authority […]

The Wolper Law Firm, P.A. is looking to speak with brokerage firm customers who were recommended to purchase Essex Capital Corp., an equipment leasing company that sold promissory notes through third party advisors.  According to the SEC Complaint, filed in June, Essex Capital Corp. perpetrated an $80 million fraud spearheaded by its CEO, Ralph Iannelli. […]

The Wolper Law Firm, P.A. is currently investigating claims against Mariondy Fernandez, a former Financial Advisor at Santander Securities in Dorchester, Massachusetts.  Mariondy Fernandez has been in the securities industry since the 2001. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Mariondy Fernandez has eighteen (18) customer complaints, principally for […]

The Wolper Law Firm, P.A. is currently investigating claims against Shakela Carter, a former Financial Advisor at Merrill Lynch in Ft. Lauderdale, Florida.  Shakela Carter has been in the securities industry since the 2009. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in 2016, Shakela Carter resigned from Merrill Lynch […]

The Wolper Law Firm, P.A. is currently investigating claims against Stephen Hurtuk, a former Financial Advisor at Stifel Nicolaus in Boardman, Ohio.  Stephen Hurtuk has been in the securities industry since the 1970s and previously worked for Citigroup and Merrill Lynch. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Stephen […]

The Wolper Law Firm, P.A. is currently investigating claims against Xavier Patino, a Financial Advisor at Newbridge Securities in Oakbrook Terrace, Illinois.  Xavier Patino has been in the securities industry since the 2008 and previously worked at JP Morgan Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in April […]

The Wolper Law Firm, P.A. is currently investigating claims against Kimberly Pine Kitts, a former Financial Advisor at Royal Alliance Associates in Palmer, Maine.  Kimberly Pine Kitts has been in the securities industry since the 1990s and previously worked for ING Financial Partners. According to publicly available records released by the Financial Industry Regulatory Authority […]