July 19, 2018
Through July 18, 2018, the S&P 500 has gained more than 4.4% year-to-date Retail customer portfolios have appreciated accordingly. Notwithstanding this positive performance, there are many mutual funds that have underperformed the overall markets. Below are ten mutual funds that have sustained heavy losses through the first half of 2018: Lyrical US Value Equity Fund […]
July 19, 2018
The Wolper Law Firm, P.A. is currently investigating claims against James Unger, a former Financial Advisor at Financial American Securities, Hennion and Walsh and Fintegra in various cities throughout Ohio. James Unger first entered the securities industry in the 1990s. According to publicly available records, on July 17, 2018, the Securities and Exchange Commission (SEC) […]
July 19, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Christopher Kane, a Financial Advisor at National Securities Corp. in South Norwalk, Connecticut. Christopher Kane first entered the securities industry in 2010 and previously worked at Laidlaw & Company. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June 11, […]
July 19, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Philip Moshier, a Financial Advisor at Lincoln Financial Advisors Corp. in Solon Ohio. Philip Moshier has been in the securities industry since the 1970s and previously worked for Cigna Financial Advisors. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Philip […]
July 16, 2018
The Wolper Law Firm, P.A. is currently investigating claims against John James, a former Financial Advisor at Merrill Lynch in Golden Valley, Minnesota. John James first entered the securities industry in 2003 and previously worked for Piper Jaffray. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on December 27, 2017, […]
July 16, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Erik Littlejohn, a Financial Advisor at Merrill Lynch in Houston, Texas. Erik Littlejohn first entered the securities industry in the 1980s and previously worked for UBS Financial Services and Morgan Stanley. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]
July 16, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Samuel Rankin, a Financial Advisor at UBS Financial Services in Charlotte, North Carolina. Samuel Rankin first entered the securities industry in the 1970s and previously worked for Citigroup. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), as of July 16, […]
July 16, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Daniel Glick, a Financial Advisor at Transamerica Financial Advisors in Oakland Park, Illinois. Daniel Glick first entered the securities industry in the 1990s and previously worked for World Group Securities and World Equity Group. According to publicly available records released by the Financial Industry Regulatory […]
July 16, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Steven Coffey, a former Financial Advisor at First American Securities in Orrville, Ohio. Steven Coffey first entered the securities industry in 2001 and previously worked for MML Investors Services and Nationwide Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]
July 16, 2018
The Wolper Law Firm, P.A. is currently investigating claims against Paul Soll, a former Financial Advisor at Western International Securities and Financial West Group in Los Angeles, California. Paul Soll first entered the securities industry in the 1970s and previously worked for SRM Securities and Oppenheimer. According to publicly available records released by the Financial […]