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Month: July 2018

Financial Advisor Mitchell Yanow (Stifel, Nicolaus & Company, Incorporated) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Mitchell Yanow, a former Financial Advisor at Stifel Nicolaus & Co. in Boca Raton, FL.  Mitchell Yanow first entered the securities industry in the 1990s and previously worked for Oppenheimer & Co. and Wachovia Securities. According to publicly available records released by the Financial Industry […]

Financial Advisor Christopher Hibbard (Merrill Lynch, Pierce, Fenner & Smith) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Christopher Hibbard, a former Financial Advisor at Merrill Lynch in Louisville, Kentucky.  Christopher Hibbard first entered the securities industry in the 1990s and previously worked for Morgan Keegan & Cop and AG Edwards. According to publicly available records released by the Financial Industry Regulatory Authority […]

Financial Advisor Matthew Morris (SunTrust Investment Services) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Matthew Morris (Matthew Alan Morris), a former Financial Advisor at SunTrust Investment Services in Hopewell, Virginia.  Matthew Morris (Matthew Alan Morris) first entered the securities industry in the 1980s and previously worked for RBC Capital Markets, Ferris, Baker Watts and Morgan Stanley. According to publicly […]

Financial Advisor Giustino Destafano (Securities America) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Giustino Destafano, a former Financial Advisor at Securities America in Williamsville, NY.  Matthew Eckstein first entered the securities industry in 2005 and previously worked for Merrill Lynch, Wachovia Securities and Morgan Stanley. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Financial Advisor Matthew Eckstein (Sisk Investment Services) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Matthew Eckstein, a former Financial Advisor at Sisk Investment Services in Syosset, NY.  Matthew Eckstein first entered the securities industry in the 1990s and previously worked for Gould, Ambroson & Assoc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

Financial Advisor Dennis Hayes (Newbridge Securities Corp.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Dennis Hayes, a former Financial Advisor at Newbridge Securities Corporation and Salomon Whitney Financial in Melville, NY.  Dennis Hayes first entered the securities industry in 2001 and has worked for a multitude of brokerage firms, NFP Securities, Capital Investment Group and MML Investors Services. According […]

Financial Advisor Bernard McLaughlin (Century Securities Associates) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Bernard McLaughlin, a Financial Advisor at Century Securities Associates in Golden Valley, Minnesota.  Bernard McLaughlin first entered the securities industry in the 1970s and has worked for a multitude of brokerage firms, including Equity Securities Investments and R.J. Steichen & Co. According to publicly available […]

Financial Advisor Joseph Mangiapane (WestPark Capital) Customer Complaints

Joseph Mangiapane is a former Financial Advisor at WestPark Capital in Newport beach, California.  Joseph Mangiapane first entered the securities industry in the 1980s and previously worked for a multitude of brokerage firms in California. According to publicly available records released by the Securities Exchange Commission (SEC), on June 14, 2018, the SEC instituted proceedings […]

Financial Advisor Jon Schmidhammer (Stifel, Nicolaus & Company, Incorporated) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Jon Schmidhammer, a former Financial Advisor at Stifel, Nicolaus & Co. in Dublin, Ohio.  Jon Schmidhammer first entered the securities industry in the 1980s and previously worked for Merrill Lynch, Advest and UBS Financial Services. According to publicly available records released by the Securities Exchange […]

Financial Advisor William Greenfield (TFS Securities, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against William Greenfield, a Financial Advisor at TFS Securities, Inc. in Cherry Hill, New Jersey.  William Greenfield has been in the financial services industry since 1987 and previously worked for Network 1 Financial Securities and 1st Global Capital Corp.  He is also the owner of WealthBridge […]