The Wolper Law Firm, P.A. is currently investigating claims against Scott Douglas Williams, a former Financial Advisor at LPL Financial in Franklin, Tennessee.  Scott Williams has been in the securities industry since the 1990s and previously worked at Raymond James. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on July […]

The Wolper Law Firm, P.A. is currently investigating claims against Daniel Winger, a former Financial Adviser at PFS Investments in Federal Way, Washington.  Daniel Winger has been in the securities industry since the 1980s. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on August 28, 2018, FINRA sanctioned Daniel Winger […]

The Wolper Law Firm, P.A. is currently investigating claims against Kenneth McDonald, a Financial Advisor at Western International Securities in Westlake Village, California.  Kenneth McDonald has been in the securities industry since the 1970s and previously worked at Newport Coast Securities, which has since been expelled from the industry by FINRA. According to publicly available […]

The Wolper Law Firm, P.A. is currently investigating claims against Aaron Parthemer, a former Financial Advisor at Wells Fargo in Fort Lauderdale, FL.  Earle Tingley has been in the securities industry since the 1990s and previously worked at Morgan Stanley. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on March […]

The Wolper Law Firm, P.A. is currently investigating claims against Michael Solomon, a Financial Advisor at Maxim Group in New York, NY.  Michael Solomon has been in the securities industry since the 1990s and previously worked at HFP Capital Markets and Joseph Gunnar & Co. According to publicly available records released by the Financial Industry […]

What Is Known So Far? As previously reported by the Wolper Law Firm, P.A., on July 27, 2018, 1st Global Capital and 1st West Capital filed for bankruptcy protection in the Southern District of Florida.  It was revealed in bankruptcy court filings that the “Securities and Exchange Commission (SEC) opened an investigation into the companies’ […]

The Wolper Law Firm, P.A. is currently investigating claims against Meaghan Johnson, a former Financial Advisor at Northwestern Mutual in Mclean, Virgina.  Meaghan Johnson has been in the securities industry since 2010 and previously worked for Signator Investors. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on May 23, 2018, […]

The Wolper Law Firm, P.A. is currently investigating claims against Earle Tingley, a former Financial Advisor at Wells Fargo in Winter Haven, FL.  Earle Tingley has been in the securities industry since 2001 and previously worked at AG Edwards and Wachovia Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

The Wolper Law Firm, P.A. is currently investigating claims against Michael Morrissett, a Financial Advisor at Wells Fargo Advisors in Roanoke, Virginia.  Michael Morrissett has been in the securities industry since the 1980s and previously worked at First Union Brokerage Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

The Wolper Law Firm, P.A. is currently investigating claims against James Geake, a Financial Advisor at Madison Avenue Securities in Skokie, Illinois.  James Geake has been in the securities industry since 1995 and previously worked at American General Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on April 27, […]