fbpx

Month: August 2018

Financial Advisor Joel Kamphuis (Summit Brokerage Services) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Joel Kamphuis, a Financial Advisor at Summit Brokerage Services in Fort Lauderdale, FL.  Joel Kamphuis has been in the securities industry since 1987 and previously worked at J.P. Turner & Co. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

Financial Advisor John Raleigh (Summit Brokerage Services) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against John Raleigh, a Financial Advisor at Summit Brokerage Services in Sarasota, FL.  John Raleigh has been in the securities industry since 1993 and previously worked at American Express Investment Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on November […]

Financial Advisor Linda Zara (Summit Brokerage Services) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Linda Zara, a Financial Advisor at Summit Brokerage Services in Boca Raton, FL.  Linda Zara has been in the securities industry since 1993. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on December 7, 2017, Linda Zara was terminated by […]

Financial Advisor Brian Stephan (American Wealth Management) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Brian Stephan, a Financial Advisor at American Wealth Management in Xenia, Ohio.  Brian Stephan has been in the securities industry since 2000 and previously worked at Commonwealth Financial Network. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on August 17, […]

Financial Advisor Hector May (Securities America) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Hector May, a former Financial Advisor at Securities America in New City, NY.  Hector May has been in the securities industry since 1973 and previously worked at Prime Capital Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on March […]

Financial Advisor Eric Stuckey (Invest Financial Corporation) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Eric Stuckey, a former Financial Advisor at Invest Financial Corp. in Suwanee, Georgia, and is now employed by Ameriprise Financial Services. Eric Stuckey has been in the securities industry since 1994 and previously worked at Royal Alliance Associates. According to publicly available records released by […]

Financial Advisor John Maloney (Woodbury Financial Services) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against John Maloney, a Financial Advisor at Woodbury Financial Services in Morristown, New Jersey.  John Maloney has been in the securities industry since 1981 and previously worked at Edward Jones until 2016. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

Financial Advisor Jim Rhodes (Rhodes Securities, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Jim Rhodes, a Financial Advisor at Rhodes Securities, Inc. in Fort Worth, Texas.  Jim Rhodes has been in the securities industry since 1973 and previously worked at Financial First Securities, a brokerage firm that was expelled from the securities industry. According to publicly available records […]

Financial Advisor Lloyd Layton (Morgan Stanley) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Lloyd Layton, a former Financial Advisor at Morgan Stanley in Washington D.C.  Lloyd Layton previously worked at Morgan Stanley until 2015 and has been in the securities industry since the 1980s. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

Financial Advisor Michael Lipscomb (Ameriprise Financial Services, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Michael Lipscomb, a Financial Advisor at Ameriprise in Orlando, FL.  Michael Lipscomb has been in the securities industry since 1992 and previously worked at Wunderlich Securities in Memphis. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Michael Lipscomb has been […]