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Month: August 2018

Financial Advisor Scott Palmer (Janney Montgomery Scott LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Scott Palmer, a former Financial Advisor at Janney Montgomery in Hackensack, New Jersey.  Scott Palmer has been in the securities industry since 1973 and previously worked at Citigroup, and Dean Witter. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

Financial Advisor Hector Gonzalez (Merrill Lynch, Pierce, Fenner & Smith) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Hector Gonzalez, a Financial Advisor at Merrill Lynch, who works in Both San Juan, Puerto Rico and Miami, Florida.  Hector Gonzalez has been in the securities industry since 2007 and previously worked at UBS Financial Services. According to publicly available records released by the Financial […]

Financial Advisor Michael Rosalia (Worden Capital Management, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Michael Rosalia, a Financial Advisor at Worden Capital Management in Melville, NY.  Michael Rosalia has been in the securities industry since 1993 and previously worked at Rockwell Global Capital and American Capital Partners. According to publicly available records released by the Financial Industry Regulatory Authority […]

Financial Advisor Lanny Howarter (Crown Capital Securities, L.P.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Lanny Howarter, a Financial Advisor at Crown Capital Securities in San Diego, CA.  Lanny Howarter has been in the securities industry since the 1970s and previously worked at Equity Services, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

Financial Advisor William Benjamin Dusenbury Heritage (Crown Capital Securities, L.P.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against William Benjamin Dusenbury Heritage, a Financial Advisor at Crown Capital Securities in Columbia, South Carolina.  William Benjamin Dusenbury Heritage has been in the securities industry since 2000 and previously worked at Brookstone Securities. According to publicly available records released by the Financial Industry Regulatory Authority […]

Financial Advisor George Taylor (Fairport Capital) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against George Taylor, a Financial Advisor at Fairport Capital and Temenos Advisory in Litchfield, Connecticut.  George Taylor has been in the securities industry since the 1980s and previously worked at New England Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Financial Advisor Christopher Sinkula (Janney Montgomery Scott LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Christopher Sinkula, a Financial Advisor at Janney Montgomery in Stuart, FL.  Christopher Sinkula has been in the securities industry since the 1980s and previously worked at Citigroup and AG Edwards According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Christopher Sinkula […]

Financial Advisor Alex Herrera (UBS Financial Services, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Alex Herrera, a former Financial Advisor at UBS Financial Services in Coral Cables, Florida (Miami).  Alex Herrera has been in the securities industry since 1999 and previously worked for HSBC Securities and Atlas One Financial Corp. According to publicly available records released by the Financial […]

Financial Advisor John Maccoll (UBS Financial Services, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against John Maccoll, a former Financial Advisor at UBS Financial Services in Birmingham, Michigan.  John Maccoll has been in the securities industry since the 1970s and previously worked for Morgan Stanley According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on March […]

Financial Advisor James Flynn (Voya Financial Advisors, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against James Flynn a/k/a Jim Flynn, a former Financial Advisor at Voya Financial Advisors and IFS Securities in Greenville, South Carolina.  James Flynn a/k/a Jim Flynn has been in the securities industry since the 1990s and previously worked at Capital Investment Group and Brookstone Securities. According […]