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Month: August 2018

Financial Advisor Phillip Boyd (LPL Financial LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Phillip Boyd, a former Financial Advisor at LPL Financial in Owasso, Oklahoma.  Phillip Boyd is currently employed by Crown Capital Securities and has been in the securities industry since 2000. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Jon April […]

Financial Advisor William Burks (Centaurus Financial, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against William Burks, a Financial Advisor at Centaurus Financial in Flower Mound, Texas.  William Burks has been in the securities industry since the 1990s and previously worked at PFS Investments, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), since 2010, […]

Financial Advisor Donnie Ingram (Centaurus Financial, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Donnie Ingram, a Financial Advisor at Centaurus Financial in Winter Haven, FL  Donnie Ingram has been in the securities industry since the 1980s and previously worked at Investors Capital Corp. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), since 2012, […]

Financial Advisor Bryon Martinsen (Centaurus Financial, Inc.) Customer Complaints

Bryon Martinsen is a Financial Advisor at Centaurus Financial in Northport, NY.  Bryon Martinsen has been in the securities industry since the 1990s and previously worked at AXA Advisors. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June 25, 2018, a customer filed a complaint against Bryon Martinsen, alleging […]

Financial Advisor Ralph Quintana (Centaurus Financial, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Ralph Quintana, a Financial Advisor at Centaurus Financial in Upland, California.  Ralph Quintana has been in the securities industry since the 1990s and previously worked at LPL Finanical. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on April 11, 2018, […]

Financial Advisor Chadwick Carrick (Stifel, Nicolaus & Company, Incorporated) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Chadwick Carrick, a former Financial Advisor at Stifel Nicoloaus, who is now with Jeffrey Matthews Financial Corp. in Mobile, Alabama. Chadwick Carrick has been in the securities industry since the 1990s and previously worked at Sterne, Agee & Leach and Morgan Stanley. According to publicly […]

Financial Advisor Peter Bitterman (Westminster Financial Securities) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Peter Bitterman, a Financial Advisor at Westminster Financial Securities in Dayton, Ohio. Peter Bitterman has been in the securities industry since 2000 and previously worked at RBC Capital Markets and B.C. Ziegler & Co. According to publicly available records released by the Financial Industry Regulatory […]

Financial Advisor Frank Cuenca (SII Investments) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Frank Cuenca, a former Financial Advisor with SII Investments in San Ramon, California, who is now registered with International Assets Advisor.  Frank Cuenca has been in the securities industry since the 1990s and previously worked for Securities Service Network and FSC Securities Corp. According to […]

Financial Advisor Gregory Hill (Royal Alliance Associates, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Gregory Hill, a Financial Advisor with Royal Alliance Associates in Salt Lake City, Utah.  Gregory Hill has been in the securities industry since the 1980s and previously worked for Interlink Securities Corp. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]