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Month: September 2018

Financial Advisor Daniel Flores (Woodbury Financial Services) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Daniel Flores, a former Financial Advisor at Woodbury Financial Services in Appleton, Wisconsin.  Daniel Flores has been in the securities industry since the 1990s and previously worked at Princor Financial Services Corp.. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Financial Advisor John Ernst (Foresters Equity Services) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against John Ernst, a former Financial Advisor at Forresters Equity Services in San Diego, California.  John Ernst has been in the securities industry since 1989 and previously worked at ING Financial Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

Financial Advisor John Cutshall (Lombard Securities Corp.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against John Cutshall, a Financial Advisor at Lombard Securities Corp. in Baltimore, Maryland.  John Cutshall has been in the securities industry since the 1970s and previously worked at Morgan Stanley According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on August 10 […]

Financial Advisor Roger Kroeger (Invest Financial Corporation) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Roger Kroeger, a former Financial Advisor at Invest Financial Corporation in Ft. Lauderdale, FL.  Roger Kroeger has been in the securities industry since the 1980s. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in November 2017, Roger Kroeger was terminated […]

Financial Advisor Juergen Weber (Benjamin & Jerold Brokerage, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Juergen Weber, a former Financial Advisor Benjamin & Jerold Brokerage in New York, NY.  Juergen Weber has been in the securities industry since the 1990s and previously worked at Avalon Partners. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

Financial Advisor Joseph Derrico (Woodstock Financial Group) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Joseph Derrico, a Financial Advisor at Woodstock Financial Group in Staten Island, NY.  Joseph Derrico has been in the securities industry since 2004 and previously worked at Alexander Capital. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in December 2017, […]