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Month: October 2018

Financial Advisor John Simoncic (Financial West Group) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against John Simoncic, a former Financial Advisor at Financial West Group in Reno, Nevada. Eric Kunis has been in the securities industry since the 1980s and previously worked at Securities America. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on October […]

Financial Advisor David Colflesh (York Life Securities) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against David Colflesh, a Financial Advisor at New York Life Securities in Tarkio, Montana. David Colflesh has been in the securities industry since the 1980s and worked with NY Life for the entirety of his career. According to publicly available records released by the Financial Industry […]

How Can I Recover My Investment Losses In Benefit Street Partners REIT?

The Wolper Law Firm, P.A. is currently investigation claims against brokerage firms and investment advisors that recommended that clients invest in the Benefit Street Partners Non-Traded REIT. Non-Traded REITs are securities that do not trade on a public securities exchange. For this reason, Non-Traded REITs can be illiquid, meaning investors may be unable to sell […]

Financial Advisor Chris Kubiak (Carlton & Associates) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Chris Kubiak, a former Financial Advisor at Carlton & Associates in Brookfield, MI and American Global Wealth Management in McDonough, GA. Chris Kubiak has been in the securities industry since the 1980s and previously worked at Freedom Investors Partners. According to publicly available records released […]

Financial Advisor Alberto Castaner (Morgan Stanley) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Alberto Castaner, a former Advisor at Morgan Stanley in Ft. Lauderdale, FL. Alberto Castaner has been in the securities industry since the 1980s and previously worked at Popular Securities in San Juan. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Financial Advisor Scott Kaup (Summit Brokerage Services) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Scott Kaup, a Financial Advisor at Summit Brokerage Services in Stuart, Nebraska. Scott Kaup has been in the securities industry since the 1980s and previously worked at VSR FInancial. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on July 31, […]

Financial Advisor James “Jim” Heafner (1st Global Capital, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against James “Jim” Heafner and Heafner Financial Solutions in Charlotte, North Carolina. The Wolper Law Firm, P.A. has been retained by investors of James “Jim” Heafner and Heafner Financial Solutions, who were sold unregistered promissory notes issued by 1st Global Capital, LLC and 1st West Capital, […]

Financial Advisor John Halsey Buck III (Morgan Stanley) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against John Halsey Buck III, a former Financial Advisor at Morgan Stanley in Boston, Mass. John Halsey Buck III has been in the securities industry since the 1970s and previously worked at UBS and Wachovia. According to publicly available records released by the Financial Industry Regulatory […]

Financial Advisor John Pronovost (Cambridge Investment Research) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against John Pronovost, a Financial Advisor at Cambridge Investment Research in Watertown, Connecticut. John Pronovost has been in the securities industry since the 1980s and previously worked at MML Investor Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in 2018, […]

Financial Advisor Taek Chong (Raymond James Financial Services, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Taek Chong, a former Financial Advisor at Raymond James in Mercer Island, Washington. Taek Chong has been in the securities industry since the 1980s and previously worked at Deutsche Bank. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June […]