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Month: October 2018

Financial Advisor Wilfred Rodriguez (Wells Fargo Clearing Services, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Wilfred Rodriguez, a former Financial Advisor at Wells Fargo in Boca Raton, FL. Wilfred Rodriguez has been in the securities industry since the 1990s and previously worked at Prudential and PaineWebber. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

Financial Advisor Jerry Michna (Cetera Investment Services, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Jerry Michna, a former Financial Advisor at Cetera Advisors Networks in Louisville, Ohio. Jerry Michna has been in the securities industry since the 1990s and previously worked at Questar Capital Corp. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

Financial Advisor John Kittner (Ameritas Investment Corp.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against John Kittner, a former Financial Advisor at Ameritas Investment Corp. in Mesa, Arizona. John Kittner has been in the securities industry since the 2001 and previously worked at Wells Fargo. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on October […]

Financial Advisor Donald Woods (LPL Financial LLC) Customer Complaints

Donald Woods aka Don Woods (CRD # 727894) was a Financial Advisor at Thurston Springer Financial in Louisville, KY. Donald Woods aka Don Woods has been in the securities industry since 1981and previously worked at LPL Financial, LLC. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Donald Woods aka Don […]

Financial Advisor Dexter Thomas (National Planning Corp.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Dexter Thomas, a former Financial Advisor at National Planning Corp. in Dallas, Texas. Dexter Thomas has been in the securities industry since the 1980s. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on August 2, 2018, Dexter Thomas was terminated […]

Financial Advisor Nina Jessee (Investors Capital Corp) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Nina Jessee, a former Financial Advisor at Investors Capital Corp and Cetera Advisors in Abingdon, Virginia. Nina Jessee has been in the securities industry since the 1980s. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on November 10, 2017, Nina […]

Financial Advisor Steven Crawford (LPL Financial LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Steven Crawford, a former Financial Advisor at LPL Financial, now currently with Kestra Financial, in Glen Allen, Virgina. Steven Crawford has been in the securities industry since the 1980s and previously worked at Jefferson Pilot Securities. According to publicly available records released by the Financial […]

Financial Advisor Geoffrey Turner (BB&T Securites, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Geoffrey Turner, a Financial Advisor at BB&T Securities in Rincon, Georgia. Geoffrey Turner has been in the securities industry since the 1990s. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on September 28, 2018, FINRA sanctioned Geoffrey Turner for the […]

Financial Advisor Kyusun “Kenny” Kim (Sandlapper Securities) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Kyusun “Kenny” Kim, a former Financial Advisor at Sandlapper Securities in San Diego, CA. Kyusun “Kenny” Kim has been in the securities industry since the 1990s and previously worked at Independent Financial Group. According to publicly available records released by the Financial Industry Regulatory Authority […]