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Month: November 2018

Financial Advisor Cheryl Ann Stallings (LPL Financial LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Cheryl Ann Stallings, a former Financial Advisor at LPL Financial in Amarillo, Texas.  Cheryl Ann Stallings has been in the securities industry since the 1990s and previously worked for Bank of America Investment Services. According to publicly available records released by the Financial Industry Regulatory […]

Financial Advisor David Fagenson (Newbridge Securities Corp.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against David Fagenson, a Financial Adviser at Newbridge Securities in Boca Raton, FL.  David Fagenson has been in the securities industry since 1980 and was previously employed by UBS Financial Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), David Fagenson […]

Financial Advisor Kyle Harrington (National Securities Corp.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Kyle Harrington, a former Financial Adviser at National Securities Corp. and Aurora Capital in San Diego, CA and Bridgehampton, NY, respectively. Kyle Harringon has been in the securities industry since the 1990s and has worked for myriad brokerage firms in NY and CA. According to […]

Financial Advisor Stephen Murray (Raymond James Financial Services, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Stephen Murray, a former Financial Adviser at Raymond James in Palm Beach Gardens, FL. Stephen Murray has been in the securities industry since the 1970s and has worked for Morgan Keegan & Co. According to publicly available records released by the Financial Industry Regulatory Authority […]

Financial Advisor William Dumchus (Morgan Stanley) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against William Dumchus, a Financial Adviser at Morgan Stanley in Short Hills, NJ. William Dumchus has been in the securities industry since the 1980s and has worked for Wells Fargo Advisors. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in October […]

Financial Advisor Andrew Scheirer (Kovack Securities) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Andrew Scheirer, a Financial Advisor at Kovack Securities in Lake Mary, Florida. Andrew Scheirer has been in the securities industry since 2000 and previously worked at First Allied Securities before being terminated. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Financial Advisor Lynne Faust (Raymond James Financial Services, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Raymond James’ with regard to its sales practices involving Unit Investment Trusts (UITs) and, specifically, the sales practices of Raymond James Financial Advisors, Lynne Faust and Michael Faust. Lynne Faust has been in the securities industry since 1981 and her son, Michael Faust, has been […]

Financial Advisor Ray Reece (Money Concepts Capital Corp) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Ray Reece, a Financial Advisor at MONEY Concepts Capital Corp. in Farmington, MO. Ray Reece has been in the securities industry since the 1980s and previously worked at Prudential Insurance Co. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), since […]

Financial Advisor Sean Kelly (Center Street Securities, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Sean Kelly, a former Financial Advisor at Center Street Securities and Capital Financial Services in Marietta, Georgia. Sean Kelly has been in the securities industry since 2000 and previously worked at Securities America. According to publicly available records released by the Financial Industry Regulatory Authority […]