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Month: December 2018

Financial Advisor Pedro Rodriguez (Aegis Capital Corp.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Pedro Rodriguez, a Financial Advisor at Aegis Capital in Miami, Florida.  Pedro Rodriguez has been in the securities industry since 2007 and previously worked Oriental Financial Services.     According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Pedro Rodriguez has two […]

Financial Advisor Elvis Parkes (Reid & Rudiger LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Elvis Parkes, a Financial Advisor at Reid & Rudiger in New York, NY.  Elvis Parkes has been in the securities industry since the 1990s and previously worked at a number of small brokerage firms, including two that have been expelled from the industry by FINRA.  […]

Financial Advisor Marc Korsch (Centaurus Financial, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Marc Korsch, a Financial Advisor at Centaurus Financial in Port Charlotte, Florida.  Marc Korsch has been in the securities industry since 2009 and previously worked at Trustmont Financial Group.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in April 2018, […]

Financial Advisor Peter Marketos (Raymond James Financial Services, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against former Raymond James and Cantella & Associates Financial Advisor, Peter Marketos.  Peter Marketos has been in the securities industry since the 1990s and previously worked at Oppenheimer.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on December 18, 2018, Peter […]

Financial Advisor Adam Michael Lopez (Country Capital Management Company) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Adam Michael Lopez, a former Financial Advisor at Country Capital Management in Springfield, Illinois.  Adam Michael Lopez has been in the securities industry since 2008 and has worked at Country Capital Management his entire career.  According to publicly available records released by the Financial Industry […]

Financial Advisor Nicholas Radke (American Independent Investment Group) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Nicholas Radke (CRD  2610246),a former Financial Adviser at American Independent Investment Group in Lake Oswego, Oregon.  Nicholas Radke has been in the securities industry since the 1990s and previously worked at LPL Financial Group.  According to publicly available records released by the Financial Industry Regulatory […]

Financial Advisor Christopher Hellman (Merrill Lynch, Pierce, Fenner & Smith) Customer Complaints

The Wolper Law Firm, P.A.  is currently investigating claims against Christopher Hellman (CRD  6584084),a former Financial Adviser at Merrill Lynch in Boca Raton, Florida.  Christopher Hellman has been in the securities industry for less than three years and previously worked at FMS Bonds.  According to publicly available records released by the Financial Industry Regulatory Authority […]

Financial Advisor Robert Jamison II (Independent Financial Group, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Robert Jamison II (CRD  5793591),a Financial Adviser at Independent Financial Group in Salinas, California and PNC Investments in Atlanta, Georgia.  Scott Dolven has been in the securities industry since 2010. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on December […]

Financial Advisor Michael Dennis Jackson (Securities America) Customer Complaints

The Wolper Law Firm, P.A. iscurrently investigating claims against Michael Dennis Jackson (CRD  2784958),a former Financial Adviser at Securities America in University Place,Washington.  Michael Dennis Jackson has been in the securities industry since the 1990s and previously worked at Brecek & Young Advisors. According to publicly available records released by the Financial Industry Regulatory Authority […]

Financial Advisor Ronald Blascyzk (Wells Fargo Clearing Services, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Ronald Blascyzk, a former Financial Adviser at Wells Fargo Clearing Services in Green Bay, Wisconsin.  Ronald Blascyzk has been in the securities industry since the 1990s and previously worked at US Bancorp Investments. According to publicly available records released by the Financial Industry Regulatory Authority […]