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Month: December 2018

Financial Advisor John Pariser (Independent Financial Group, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against John Pariser, a former Financial Adviser at Independent Financial Group in Pacific Grove, California.  John Pariser has been in the securities industry since the 1990s and previously worked at SWS Financial Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Financial Advisor Charles Bloom (International Assets Advisory, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Charles Bloom, a former Financial Adviser at International Asset Advisory and Chelsea Financial Services in Palm Beach County, Florida.  Charles Bloom has been in the securities industry since 2000 and worked at myriad brokerages  during that period of time. According to publicly available records released […]

Financial Advisor Brandon Stimpson (Allegis Investment Services, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Brandon Stimpson, a former Financial Adviser at Allegis Investment Advisors in North Logan, Utah.  Brandon Stimpson has been in the securities industry since the 2000s and was previously employed by Signator Financial Services. According to publicly available records released by the Financial Industry Regulatory Authority […]

Financial Advisor Sean Waters (Newbridge Securities Corp.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Sean Waters, a former Financial Adviser at Newbridge Securities Corp. in Boca Raton, FL.  Sean Waters has been in the securities industry since the 2001 and previously worked for Financial West Group through 2017. According to publicly available records released by the Financial Industry Regulatory […]