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Month: January 2019

Financial Advisor Leonard McAbee (National Securities Corp.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Leonard McAbee, a former Financial Advisor at National Securities Corp. in Lombard, Illinois.  Leonard McAbee has been in the securities industry since 1990 and has previously worked for three brokerage firms that have since been expelled by FINRA. According to publicly available records released by […]

Financial Advisor Gregory J. Williams (Presidential Brokerage) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Gregory J. Williams, a Financial Advisor at Presidential Brokerage in Greenwood Village, Colorado.  Gregory J. Williams has been in the securities industry since 1986 and previously worked at Morgan Stanley. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Gregory J. […]

Financial Advisor Anthony Cantone (Cantone Research Inc) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Cantone Research, Inc., Anthony Cantone and Christine Cantone in connection with their sale of “certificates of participation” in promissory notes issued by various private companies affiliated with Christopher Brogdon, including Oklahoma Financial, LLC, Columbia Financial, LLC, Chestnut Financial, LLC, Cedars Financial, LLC and Cherokee Financial, […]

Financial Advisor Jay Weiser (Despain Financial Corp.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Jay Weiser, a former Financial Adviser at Despain Financial Corp. in Collinsville, Illinois.  Jay Weiser has been in the securities industry since 1986 and previously worked at PRUCO Securities Corp.    According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

Financial Advisor Kristian Gaudet (Ameritas Investment Corp.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Kristian Gaudet, a former Financial Adviser at Ameritas Investment Corp. in Cut Off, Louisiana. Kristian Gaudet has been in the securities industry since 2000 and previously worked at The Advisors Group.   According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Financial Advisor Thomas Lee Johnson (RBC Capital Markets, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Thomas Lee Johnson, a former Financial Adviser at RBC Capital Markets, LLC in Indianapolis, IN.  Thomas Lee Johnson has been in the securities industry since 1983 and previously worked at Citigroup Global Markets, Inc.    According to publicly available records released by the Financial Industry […]

Financial Advisor Noel Carino (General Securities Corp.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Noel Carino, a former Financial Adviser at General Securities Corp. in North Kansas City, Missouri.  Noel Carino has been in the securities industry since 1999 and previously worked at Allstate Financial Services and Morgan Stanley.  According to publicly available records released by the Financial Industry […]

Financial Advisor Wenjinn James Chang (Independent Financial Group, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Wenjinn James Chang, a Financial Adviser at Independent Financial Group in Rockville, Maryland.  Wenjinn Chang has been in the securities industry since 2002 and previously worked at Ameritas Investment Corp.     According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in […]

Financial Advisor Victor Rigoni III (Summit Brokerage Services) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Victor Rigoni III, a Financial Adviser at Summit Brokerage Services in Lake Forrest, Illinois.  Victor Rigoni III has been in the securities industry since 2000 and previously worked at Cambridge Investment Research.    According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Financial Advisor Alan Dole (Cambridge Investment Research) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Alan Dole, a Financial Adviser at Cambridge Investment Research in Henrico, Virginia.  Alan Dole has been in the securities industry since 2005 and previously worked at Sanders Morris Harris.    According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Alan Dole is […]