Michael Bastardi was a Financial Advisor at Chelsea Financial Services, Inc. in Staten Island, NY.  Michael Bastardi entered the securities industry in 2012 and previously worked at National Securities Corporation, Securities America, Dalton Strategic Investment Services and Cape Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in May 2019, […]

Ashley Charles Woodard is a Financial Advisor at NY Life Securities LLC in Greenville, S.C.  Ashley Woodard entered the securities industry in 2003 and previously worked for VOYA Financial Advisors, Capital Investment Group, Brookstone Securities, New England Securities, Cuna Brokerage Services, Ameriprise Financial and IDS Life Insurance Company.  According to publicly available records released by […]

William Kielczewski was a Financial Advisor at the Huntington Investment Company in Toledo, Ohio.  William Kielczewski entered the securities industry in 1999 and previously worked at Fifth Third Securities.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in April 2017, the Huntington Investment Company terminated William Kielczewski after the “firm […]

Mark L. Hopkins was a Financial Advisor at American Portfolios Financial Services, Inc. in Grand Blanc, MI.  Mark Hopkins entered the securities industry in 1995 and previously worked at LPL Financial Corporation, American Express Financial Advisors Inc. and IDS Life Insurance Company. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Philip J. Nalesnik was a Financial Advisor at LPL Financial LLC in Pottsville, PA.  Philip Nalesnik entered the securities industry in 2002 and previously worked at CCO Investment Services Corp., American Express Financial Advisors Inc. and IDS Life Insurance Company. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in May […]

Mohamed Yassin was a Financial Advisor at National Securities Corp. and and Morgan Stanley in Garden City, NY.  Mohamed Yassin entered the securities industry in 1990 and previously worked at UBS Financial Services and Prudential Securities Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in October 2018, FINRA sanctioned […]

Joel Davidman is a Financial Advisor at Stifel Nicolaus in Beverly Hills, California.  Joel Davidman entered the securities industry in 1981 and previously worked for Morgan Stanley for 35 years before being terminated for “allegations relating to the registered representative’s discretionary trades in client accounts without written authorization.”  According to publicly available records released by […]

Gregory Dean is a Financial Advisor at Worden Capital Management LLC in Rockville Center, New York.  Gregory Dean has been in the securities industry since 2005 and previously worked at J.D. Nichols & Associates, American Capital Partners, Metlife Securities and Metropolitan Life Insurance Company. According to publicly available records released by the Financial Industry Regulatory […]

Dana M. Hawkins is a Financial Advisor at Centaurus Financial, Inc. in Lexington, South Carolina.  Dana Hawkins has been in the securities industry since 2011 and previously worked at J.P. Turner & Company, LLC. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Dana Hawkins is the subject of three pending […]

Jonathan Pyne is a Financial Advisor at Berthel Fisher & Co. in Minneapolis, MN.  Jonathan Pyne entered the securities industry in 1995 and previously worked for United Planners Financial Services of America.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in January 2019, a customer filed a complaint against Jonathan […]