Rand A. Heckler was a Financial Advisor at Benjamin & Jerold Brokerage, LLC in Glen Cove, NY.  Rand Hecker has been in the securities industry since 1996 and previously worked at Alexander Capital, Global Arena Capital, Prestige Financial Center, Westrock Advisors, Gunnallen Financial, S.W. Bach & Company, Bishop, Rosen & Co., Investec Ernst & Co., […]

George C. Merhoff, Jr. was a Financial Advisor at Cetera Advisors LLC and Pacific West Securities, Inc. in Klamath Falls, OR, and at AAG Securities, Inc. in Cioncinnati, OH.  George Merhoff entered the securities industry in 1997.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), George Merhoff has twenty-seven customer […]

Alberto Sanchez was a former Financial Advisor at Sagepoint Financial, Inc., MML Investors Services, LLC and Principal Securities, Inc. in Fort Lauderdale, FL  Alberto Sanchez entered the securities industry in 2002 and previously worked at Metlife Securities.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June 3, 2019, Alberto […]

Curtis Ile was a former Financial Advisor at Sigma Financial Corp. in Mount Carmel, Illinois.  Curtis Ile entered the securities industry in 1999 and previously worked at Ameritas Investment Corp. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on May 31, 2019, Curtis Ile was suspended by FINRA for a […]

Gabriel Block was a Financial Advisor at First Standard Financial Co. and National Securities Corp. in Red Bank, New Jersey.  Gabriel Block entered the securities industry in 1990 and previously worked at Oppenheimer and Janney Montgomery Scott. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Gabriel Block has twelve customer […]

Nicolas Barrios is a former Financial Advisor at UBS Financial Services in Winter Haven, Florida.  Nicolas Barrios entered the securities industry in 1991 and previously worked at Wachovia Securities.   According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on April 25, 2019, UBS terminated Nicolas Barrios “after stating during Firm review: […]

Demos Argyros is a Financial Advisor at Oppenheimer & Co. in St. Louis.  Demos Argyros entered the securities industry in 1986 and previously worked at CIBC World Markets. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Demos Argyros  has five (5) customer complaint disclosures reflected on his permanent record maintained […]

Christopher Bice is a Financial Advisor at Sagepoint Financial, Inc. in Greensborough, North Carolina.  Christopher Bice entered the securities industry in 1999 and previously worked at Sunamerica Securities in Phoenix, Arizona.    According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Christopher Bice has four customer complaint disclosures and an employment […]

Ron Willoughby was a Financial Advisor at Morgan Stanley in Tempe, Arizona.  Ron Willoughby entered the securities industry in 1994 and previously worked at UBS Financial Services.  Currently, Ron Willoughby is registered at Kestra Investment Services in Venice, California.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June 6, […]

James F. Anderson was a Financial Advisor at Ameritas Investment Corp. in Dakota Dunes, South Dakota.  James F. Anderson entered the securities industry in 2004 and worked at Ameritas Investment Corp. his entire career.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June 3, 2019, James F. Anderson was […]