Nicholas J. Schiano (CRD # 4429212) is a Financial Advisor at Spartan Capital Securities, LLC in New York, NY.  Nicholas Schiano has been in the securities industry since 2001 and previously worked at Worden Capital Management, Legend Securities, Joseph Gunnar & Co., Brookstone Securities, Citigroup Global Markets, Chase Investment Services, E*Trade Securities, J.P. Turner & […]

Michael Thomas Lee (CRD 502893) is a former Financial Advisor at Kestra Financial Services in Darien, CT.  Michael Lee has been in the securities industry since 2002 and previously worked at Morgan Stanley, Citigroup and Commonwealth Financial Network.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in July 2019, Michael […]

Mark T. Lamkin (CRD # 42121510) is a Financial Advisor at Calton & Associates, Inc. in Louisville, KY.  Mark Lamkin has been in the securities industry since 1991 and previously worked at LPL Financial, PNC Brokerage Corp., GNA Securities, Equico Securities and The Equitable Life Assurance Society of the United States.  According to publicly available […]

Michael Garris (CRD 1540384) is a former Financial Advisor at Wells Fargo in Los Angeles, CA.  Michael Garris (CRD 1540384) has been in the securities industry since 1987 and previously worked at Morgan Stanleyu and Citigroup.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in June 2018, Michael Garris (CRD […]

John T. Alexander, III (CRD # 46173) was a Financial Advisor at Park Avenue Securities LLC. in Scharlotte, NC.  John Alexander was in the securities industry since 1999 and previously worked at NYLife Securities.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), since 2014, John Alexander has been the subject […]

William Dean Byrd (CRD 1334634) is a Financial Advisor at Capital Financial Services, Inc. in Tampa, FL.  William Byrd has been in the securities industry since 1985 and previously worked at Invest Financial Corporation, TransAmerica Financial Advisors, PRUCO Securities, Merrill Lynch, American Express, IDS, Cigna and Security First Financial.  According to publicly available records released […]

Richard Earl Cagle was a Financial Advisor at Hilltop Securities Independent Network in Corpus Christi, TX.  Richard Cagle has been in the securities industry since 1991 and previously worked at Principal Financial Securities in Dallas, TX.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in July 2019, FINRA barred Richard […]

Jeffrey Smith (CRD 1908011) is a Financial Advisor at Merrill Lynch in Farmington Hills, Michigan.  Jeffrey Smith (CRD 1908011) has been in the securities industry since 1997 and has worked for Merrill Lynch for his entire career.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), since 2015, Jeffrey Smith (CRD […]

James Thomas Booth was a Financial Advisor at LPL Financial Advisors in Norwalk, CT.  James Booth has been in the securities industry since 1989 and previously worked at Invest Financial Corporation, Cadaret, Grant & Co., Guardian Investor Services, Reliastar Financial Marketing Group and One Wall Street Brokerage.  According to publicly available records released by the […]

Kevin Canterbury is a Financial Advisor at Coastal Equities, Inc. in Scottsdale, Arizona, who operates his own independent advisory firm, Redstone Capital.  Kevin Canterbury entered the securities industry in 2005 and previously worked at Northwestern Mutual Investment Services and Mutual Securities.    According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in […]