Michael Corrada (CRD# 709158) was a previously registered broker and financial advisor. Broker’s Background He entered the securities industry in 1980 and previously worked for Center Street Securities, Inc.; Coastal Equities, Inc.; Centaurus Financial, Inc.; SunTrust Investment Services, Inc.; BB&T Investment Services, Inc.; Crestar Securities Corporation; Signet Investment Corporation; E.F Hutton & Company Inc.; Merrill […]

Joseph Hanson (CRD#: 5109237) was a registered broker and investment advisor. Broker’s Background He entered the securities industry in 2006. He previously worked for the O.N Equity Sales Company; Metlife Securities Inc.; and Metropolitan Life Insurance Company. Allegations of Misconduct According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in November […]

Scott Wolfrum (CRD#: 2187550) is a registered Investment Advisor at Wolfrum and Co., in Indianapolis, IN. Broker’s Background He entered the securities industry in 1991 and he previously worked for Huntleigh Securities Corporation; Noyes Advisors LLC; David A. Noyes & Company; Wells Fargo Advisors Financial Nework, LLC; Wells Fargo Advisors, LLC; A.G Edwards & Sons, […]

Bradley Holts (CRD#: 5819398) was a previously registered broker and investment advisor. Broker’s Background He entered the securities industry in 2010, and has previously worked for World Capital Brokerage, Inc.; Supreme Alliance, LLC; Capital One Investing, LLC; and Edward Jones. Current and Past Allegations of Conduct Leading to Investment Loss According to publicly available records […]

Julie Anne Darrah (CRD#: 2102014) was a previously registered broker and investment advisor. Broker’s Background She entered the securities industry in 2001, and has previously worked for Wealth Enhancement Advisory Services, LLC; Vivid Financial Management, Inc.; Mutual Securities, Inc.; and National Planning Corporation. Allegations of Misconduct According to publicly available records released by the Financial […]

Nisreen Byrne (CRD# 2223199) is a registered broker and investment advisor at J.P Morgan Securities LLC Broker’s Background Nisreen Byrne entered the securities industry in 1992. She previously worked at Chase Investment Services Corp.; Banc One Securities Corp.; First Chicago NBD Investment Services, Inc.; and Essex National Securities, Inc. Current and Past Allegations of Conduct […]

Curtis B. Wilson (CRD#: 1517272) is a registered investment advisor representative at CreativeOne Wealth, LLC in Tulsa, OK.   Broker’s Background He entered the securities industry in 1986. He previously worked for Beam Asset Managements, LLC; Securities America, Inc.; LPL Financial, LLC; Summit Investment Group, LLC; FWC Wealth Advisors LLP; Geneos Wealth Managements, Inc.; Merril […]

Stewart Ginn (CRD#: 4503197) is a registered broker at Independent Financial Group, LLC in Encinitas, CA.   Broker’s Background He entered the securities industry in 2002. He previously worked for Navian Capital Securities LLC; Newbridge Securities Corporation; Chicago Investment Group, LLC (FINRA expelled the firm in 2010); Ladenburg Thalmann & Co., Inc; and Ladenburg Capital […]

Elba Nogueras (CRD#:4459340) was a previously registered broker and investment advisor.   Broker’s Background She entered the securities industry in 2002 and previously worked for First Southern, LLC; Kovack Securities Inc.; UBS Financial Services, Inc; UBS Financial Services Incorporated of Puerto Rico; and R-G Investments Corporation.   Allegations of Misconduct According to publicly available records […]

Leslie Don Jackson (CRD:#2176917) is a previously registered broker and investment advisor.   Broker’s Background Leslie Jacksons entered the securities industry in 1991 and previously worked for Momentum Independent Network, Inc., in Dallas, Texas.   Allegations of Misconduct According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in September 2023, without […]