Michael Young Hamilton (CRD#: 2038138) is a registered investment advisor and broker at Centaurs Financial, Inc., in Fort Myers, FL. Broker’s Background Michael Hamilton entered the securities industry in 1992. He previously worked for J.P Turner & Company Capital Management, LLC; Gunnallen Financial, Inc.; Raymond James & Associates, Inc.; Prudential Securities Incorporated; Smith Barney Inc.; […]

Andrew Scott Pesner (CRD#: 1971579) is a registered broker at VCS Venture Securities, in Hauppauge, NY. Broker’s Background Andrew Pesner entered the securities industry in 1990. He previously worked for Joseph Stone Capital LLC; First Midwest Securities, Inc.; American Capital Partners, LLC; Milestone Financial Services, Inc.; First Asset Management, Inc.; Chatfield Dean & Co., Inc; […]

Viqas Akhtar (CRD#: 5624412) is a registered broker at B. Riley Wealth Management in Miami, FL. Broker’s Background Viqas Akhtar entered the securities industry in 2009 and he previously worked for National Securities Corporation; VFinance  Investments, Inc.; and Rockwell Global Capital LLC. Current and Past Allegations of Conduct Leading to Investment Loss According to publicly […]

Wolper Law Firm, P.A. is investigating former SEC Registered Investment Advisor (“RIA”), Frontier Wealth Management, LLC.  Frontier Wealth Management, LLC was formerly registered with the SEC as a registered investment advisor.  Shawn Sokolosky is one of its former investment advisor representatives. On September 3, 2021, the Securities and Exchange Commission (SEC) instituted administrative proceedings against […]

In the complex world of finance, understanding the concept of arbitration and its benefits for investors is crucial. Arbitration, a dispute resolution process outside the courtroom, offers several advantages over traditional litigation. It provides a more practical and cost-effective means to resolve conflicts between parties. The impartiality of arbitrators, typically experts in their field, ensures […]

Have you ever wondered why some investments are a complete disaster? You put your hard-earned money into a promising opportunity, only to watch it vanish. Well, my friend, let me introduce you to unsuitable investments. Unsuitable investments refer to those tempting opportunities that are simply unsuitable for you. They don’t align with your investment profile, […]

Have you experienced devastating stock market losses? Are you feeling overwhelmed and unsure about how to recover your hard-earned money? A securities fraud attorney may be the solution you’ve been searching for. Imagine this: you’ve invested your savings in the stock market, hoping for a brighter financial future. However, unforeseen circumstances have led to significant […]

Do you know the factors that can make or break a securities litigation case? Understanding what determines the success rate in such legal battles is crucial. Securities litigation refers to legal disputes arising from violations of industry regulations and laws governing financial instruments such as stocks, bonds, and derivatives. These cases typically involve allegations of […]

Regarding securities litigation, selecting the right attorney cannot be overstated. Having an experienced and knowledgeable attorney to represent you in a securities litigation case can be the difference between success and failure. Choosing the right attorney requires more than just finding someone with the right credentials; it requires careful consideration of the attorney’s experience, expertise, […]

The Wolper Law Firm previously announced that it was investigating claims against brokerage firms and investment advisors that recommended that clients invest in the family of private placement offerings issued by iCap Enterprises, Inc.  Most of the iCap Enterprises securities are in the real estate sector. On September 29, 2023, iCap Enterprises and all of […]