Financial West Group: (CRD#:16668/SEC#: 801-57393,8-34448)
This firm is currently suspended by FINRA.
The firm operates/ed under the following names:
- Financial West Group
- Financial West Investment Group, Inc.
- Financial West Investment Group.
- DBA Financial West Group, Gellar Biopharm – A Health Care Investment Banking Division FWG
- Pacific Asset Group, Inc.
This firm is/was located in Reno, Nevada with licenses in two U.S. States and Territories.
Daniel Maughan (CRD # 2561363) is a former Financial Advisor at Financial West Group in Los Angeles, CA. Daniel Maughan has been in the securities industry since 1997 and previously worked at Wedbush Securities and Merrill Lynch. According to publicy available records released by the Financial Industry Regulatory Authority (FINRA), on July 11, 2019, FINRA […]Read More →