Investors Capital Corp.
Currently not registered. SEC registration status terminated 01/17/2017. Not licensed in any State or Territory.
In February 2019, the Wolper Law Firm, P.A. filed an arbitration claim against Investors Capital Corp. and Cetera Advisors, LLC before the Financial Industry Regulatory Authority (FINRA). The arbitration relates to alleged sales practice misconduct committed by former Investors Capital Corp. Financial Advisor, Robert Ginsberg, who was located in its Wallingford, Connecticut branch office. The […]Read More →
Former Investors Capital And Cetera Financial Advisor, Nina Jessee, Terminated For Not Disclosing Outside Business Activities, And Now The Subject Of Ten Customer Complaints
By mwolper | Oct 6, 2018
The Wolper Law Firm is currently investigating claims against Nina Jessee, a former Financial Advisor at Investors Capital Corp and Cetera Advisors in Abingdon, Virginia. Nina Jessee has been in the securities industry since the 1980s. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on November 10, 2017, Nina Jessee […]Read More →