Category: Capital Financial Services

Justin Mitchell (CRD # 5177794) is a former Financial Advisor at Capital Finanical Services in Baton Rouge, Louisiana.  Justin Mitchell has been in the securities industry since 2007 and previously worked at LPL Finanical.  Since 2019, Justin Mitchell has been registered with Calton & Associates.  According to publicly available records released by the Financial Industry […]

William Dean Byrd (CRD 1334634) is a Financial Advisor at Capital Financial Services, Inc. in Tampa, FL.  William Byrd has been in the securities industry since 1985 and previously worked at Invest Financial Corporation, TransAmerica Financial Advisors, PRUCO Securities, Merrill Lynch, American Express, IDS, Cigna and Security First Financial.  According to publicly available records released […]

The Wolper Law Firm, P.A. is currently investigating claims against Sean Kelly, a former Financial Advisor at Center Street Securities and Capital Financial Services in Marietta, Georgia. Sean Kelly has been in the securities industry since 2000 and previously worked at Securities America. According to publicly available records released by the Financial Industry Regulatory Authority […]

The Wolper Law Firm, P.A. is currently investigating claims against former Capital Financial Services, Inc. Washington based Financial Advisor, Lloyd Johnston. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in April 2018, according to Lloyd Johnston was discharged from Capital Financial Services for failure to report certain items on his […]