fbpx

Category: Centaurus Financial

  • Home
  • »
  • Centaurus Financial

Financial Advisor Michael Y. Hamilton is the Subject of SEC Investigation Concerning Regulation BI

Michael Young Hamilton (CRD#: 2038138) is a registered investment advisor and broker at Centaurs Financial, Inc., in Fort Myers, FL. Broker’s Background Michael Hamilton entered the securities industry in 1992. He previously worked for J.P Turner & Company Capital Management, LLC; Gunnallen Financial, Inc.; Raymond James & Associates, Inc.; Prudential Securities Incorporated; Smith Barney Inc.; […]

Financial Advisor John Starke Has Eight Customer Complaints

John Starke, Sr. (CRD#: 3154774) is a registered Broker at Centaurus Financial, Inc. in Mechanicsville, VA. Broker’s Background He entered the securities industry in 1999 and previously worked for Financial West Group; Cabot Lodge Securities, LLC; Allied Beacon Partners, Inc.; American Beacon Partners, Inc.; Newbridge Securities Corporation; First Montauk Securities Corp.; Intersecurities, Inc.; and NYLife […]

Financial Advisor Patrick Hobert Disclosed Eleven Customer Complaints

Patrick Hobert (CRD#: 805680) is a registered Broker and Investment Advisor at Centaurus Financial, Inc. in Newport Beach, CA. Broker’s Background He entered the securities industry in 1975 and previously worked for Wedbush Morgan Securities, Inc.; Brookstreet Capital Management; Brookstreet Securities Corp.; FSC Securities Corp.; Corporate Benefit Securities, Inc.; Prudential-Bache Securities, Inc.; E.F. Hutton & […]

Financial Advisor Valentino Scott Has Disclosed Eight Customer Complaints

Valentino Scott (CRD#: 1497615) is a dually registered Broker and Investment Advisor at Centaurus Financial, Inc. in West Hills, CA. Broker’s Background He entered the securities industry in 1986 and previously worked for Montano Securities Corp.; Fortis Investors, Inc.; and Pruco Securities Corp. Current And Past Allegations Of Conduct Leading To Investment Loss According to […]

Former Financial Advisor Otto Bohon Has Five Customer Complaint Disclosures

Otto Bohon (CRD#: 5677597) is a previously dually registered Broker and Investment Advisor. Broker’s Background He entered the securities industry in 2009 and previously worked for Centaurus Financial, Inc.; Wells Fargo Advisors, LLC; and Wells Fargo Investments, LLC. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by […]

Financial Advisor Galen Kopman (Centaurus Financial, Inc.) Customer Complaints

Galen Kopman was an Investment Advisor at Centaurus Financial, Inc., in Vancouver, WA. He entered the securities industry in 1998 and previously worked for LPL Financial, LLC and Edward Jones. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in October 2020, Galen Kopman was the subject of a customer complaint. […]

Financial Advisor Tony Kassaei (Centaurus Financial, Inc.) Customer Complaints

Tony Kassaei (CRD # 4375259) was a Financial Advisor at Centaurus Financial, Inc. in Irvine, CA. Tony Kassaei has been in the securities industry since 2001 and was registered at seven different brokerage firms including Summit Brokerage Services, Inc., J.P. Turner & Company LLC, and LPL Financial Corporation. According to publicly available records released by […]

Financial Advisor JP Turner (Ricky Mantei) Customer Complaints

The Wolper Law Firm, P.A. has pending arbitration claims against JP Turner and Centaurus Financial, arising out of sales practices involving Ricky Mantei ak/a Rick Mantei and several Financial Advisors that are part of his team or at his branch office, including Cindy Chiellini a/k/a Cindy Lucille Porto Chiellini and Atul Makharia.  The pending claims […]