Category: Center Street Securities

James Ward Margraf (CRD#: 6517554) is a registered investment Advisor at Latour Asset Management LLC in Springfield, MO. He is also a previously registered broker. Broker’s Background He entered the securities industry in 2015 and previously worked for Gradient Advisors, LLC, and Center Street Securities, Inc. Current Allegations of Conduct Leading to Investment Loss According […]

Michael Corrada (CRD# 709158) was a previously registered broker and financial advisor. Broker’s Background He entered the securities industry in 1980 and previously worked for Center Street Securities, Inc.; Coastal Equities, Inc.; Centaurus Financial, Inc.; SunTrust Investment Services, Inc.; BB&T Investment Services, Inc.; Crestar Securities Corporation; Signet Investment Corporation; E.F Hutton & Company Inc.; Merrill […]

Kenneth James New (CRD#: 2836918)M is a dually registered Broker and Investment Adviser at Center Street Securities, Inc. in Merritt Island, FL. Broker’s Background He entered the securities industry in 1997 and previously worked for Pinnacle Financial Wealth Management, LLC; Brookstone Capital Management, LLC; Center Street Securities, Inc.; USA Financial Securities, Corp.; Ameritas Investment Corp.; […]

Glenn Romer (CRD#: 4841915) is a registered Broker at Center Street Securities, Inc. in Vero Beach, FL. Broker’s Background He entered the securities industry in 2005 and previously worked for Lincoln Financial Securities Corp. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the Financial Industry Regulatory […]

Seth Stewart (CRD#: 5467292) is a previously registered Broker and Investment Advisor. Broker’s Background He entered the securities industry in 2009 and previously worked for Center Street Securities, Inc.; and American Equity Investment Corp. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the Financial Industry Regulatory […]

Joseph “Joe” Latour (CRD#: 4436861) is a registered Broker and Investment Advisor at Center Street Securities, Inc. in Springfield, MO, and Latour Asset Management in Springfield, MO; and Tony Barouti (CRD#: 3031995) is a registered Broker at Emerson Equity, LLC in Los Angeles, CA. Brokers’ Background Joseph Latour entered the securities industry in 2001 and […]

The Wolper Law Firm, P.A. is currently investigating claims against Sean Kelly, a former Financial Advisor at Center Street Securities and Capital Financial Services in Marietta, Georgia. Sean Kelly has been in the securities industry since 2000 and previously worked at Securities America. According to publicly available records released by the Financial Industry Regulatory Authority […]