Category: Charles Schwab & Co.

Ethan Martin (CRD#: 7376480) was a previously registered broker and is now barred from acting as a broker or otherwise associating with a broker-dealer firm. Broker’s Background He entered the securities industry in 2021. He spent his career as a registered broker at Charles Schwab & Co., Inc. Allegations of Misconduct According to publicly available […]

Justin Dolan (CRD#: 4987385) is a dually registered Broker and Investment Advisor at Charles Schwab & Co., Inc., in St. Augustine, FL. He entered the securities industry in 2005 and previously worked for J.W. Cole Advisors, Inc.; LPL Financial LLC; Cetera Advisors, LLC; Fifth Third Securities, Inc.; Wells Fargo Advisors, LLC; Merrill Lynch, Pierce, Fenner […]