Category: Misrepresentation

The Wolper Law Firm, P.A. is currently investigating claims against Brad Lawing, A former Financial Advisor at Cambridge Investment Research in Springfield, Missouri. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Brad Lawing has been the subject of eleven (11) customer complaints since 2015.  This is an exceedingly high number […]

The Wolper Law Firm, P.A. is currently investigating claims against former First Allied Securities Financial Advisor, Sean Alan Brady, based in St. Louis. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in June 2018, FINRA barred Sean Brady from associating as a Financial Advisor with any FINRA member firm.  The […]