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Category: Negligence

Financial Advisor Wayne Miller (Aeon Capital Inc.) Customer Complaints

Wayne Miller (CRD # 4813645) is a Financial Advisor at Aeon Capital Inc. in Scottsdale, AZ. Wayne Miller has been in the securities industry since 2004 and previously worked at American Asset Advisory, LLC, Accelerated Capital Group, and Longview Financial Group, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Financial Advisor Jim Rhodes (Rhodes Securities, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Jim Rhodes, a Financial Advisor at Rhodes Securities, Inc. in Fort Worth, Texas.  Jim Rhodes has been in the securities industry since 1973 and previously worked at Financial First Securities, a brokerage firm that was expelled from the securities industry. According to publicly available records […]

Financial Advisor Michael Lipscomb (Ameriprise Financial Services, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Michael Lipscomb, a Financial Advisor at Ameriprise in Orlando, FL.  Michael Lipscomb has been in the securities industry since 1992 and previously worked at Wunderlich Securities in Memphis. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Michael Lipscomb has been […]