fbpx

Category: JP Morgan Securities

  • Home
  • »
  • JP Morgan Securities

Financial Advisor Nisreen Byrne Has Thirteen Disclosed Customer Complaints

Nisreen Byrne (CRD# 2223199) is a registered broker and investment advisor at J.P Morgan Securities LLC Broker’s Background Nisreen Byrne entered the securities industry in 1992. She previously worked at Chase Investment Services Corp.; Banc One Securities Corp.; First Chicago NBD Investment Services, Inc.; and Essex National Securities, Inc. Current and Past Allegations of Conduct […]

Financial Advisor Robert A. Douglass (Arkadios Capital) Customer Complaints

Robert A. Douglass (CRD#: 4262487) is a dually registered Broker and Investment Advisor at Arkadios Capital in Atlanta, GA. Broker’s Background He entered the securities industry in 2000 and previously worked for J.P. Morgan Securities, LLC; Credit Suisse Securities (USA); and Goldman, Sachs & Co. Current And Past Allegations Of Conduct Leading To Investment Loss […]

Financial Advisor Steven Foote (J.P. Morgan Securities, LLC) Customer Complaints

Steven Foote (CRD#: 1158497) is a previously registered Broker and Investment Advisor. He entered the securities industry in 1983 and previously worked for J.P. Morgan Securities, LLC; Morgan Stanley; Ingalls & Snyder, LLC; Gruntal & Co., Inc.; Mabon, Nugent & Co.; and Carr Securities Corporation. According to publicly available records released by the Financial Industry […]

Financial Advisor Jasmit Singh (J.P. Morgan Securities, LLC) Customer Complaints

Jasmit Singh (CRD#: 6483304), an Investment Advisor previously associated with J.P. Morgan Securities, LLC, entered the securities industry in 2017. He ended his employment with J.P. Morgan Securities, LLC on February 18, 2020. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in January 2020, FINRA suspended Jasmit Singh for a […]

Financial Advisor Paul Zakhary (J.P. Morgan Securities, LLC) Customer Complaints

Paul Zakhary (CRD No. 6399894) was a general securities representative at J.P. Morgan Securities, LLC from 2017 until his separation on September 4, 2019. The member firm reported the separation to the Financial Industry Regulatory Authority (FINRA) based on Paul Zakhary’s “violating the Firm’s switch policy related to annuity surrenders and managed brokerage transactions.” According […]

Financial Advisor Eric Silvestre (Western International Securities) Customer Complaints

Eric Silvestre (CRD #3171573) was a former Financial Advisor at JP Morgan in Santa Monica, California. Eric Silvestre currently works for Western International Securities. Eric Silvestre has been in the securities industry since 1999 and previously worked at Washington Mutual Investments. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

Financial Advisor Robert Pachciarz (J.P. Morgan Securities, LLC) Customer Complaints

Robert Pachciarz (CRD # 5337955) is a former Financial Advisor at JP Morgan Securities, Inc. in Naperville, IL.  Robert Pachciarz has been in the securities industry since 2007 and previously worked at Chase Investment Services Corp.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in September 2019, FINRA suspended and […]

Financial Advisor Daniel Soliman (J.P. Morgan Securities, LLC) Customer Complaints

Daniel Soliman was a Financial Advisor at JP Morgan Securities in New York.  Daniel Soliman has been in the securities industry since 2012 and previously worked at Traderfield Securities and Legend Securities.  Daniel Soliman also worked for three brokerage firms that have been expelled from the securities industry by FINRA. According to publicly available records […]

Financial Advisor Jeffrey Mcaleney (J.P. Morgan Securities, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Jeffrey Mcaleney, a Financial Advisor at JP Morgan Securities in Morristown, New Jersey.  Jeffrey Mcaleney has been in the securities industry since 1999 and and has worked with JP Morgan since 2005. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Financial Advisor Leona Lynn Parsons (J.P. Morgan Securities, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against former JP Morgan Chase Securities Financial Advisor, Leona Lynn Parsons, of Imperial Beach, CA.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), effective May 23, 2018, Leona Lynn Parsons was barred from associating with any FINRA member brokerage firm.  Effectively, […]