Category: O.N. Equity Sales

Joseph Hanson (CRD#: 5109237) was a registered broker and investment advisor. Broker’s Background He entered the securities industry in 2006. He previously worked for the O.N Equity Sales Company; Metlife Securities Inc.; and Metropolitan Life Insurance Company. Allegations of Misconduct According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in November […]

Kevin Meadows (CRD # 2878889) was a Financial Advisor at Cape Securities and is currently a Financial Advisor at IBN Financial Services in Liverpool, NY.  Kevin Meadows has been in the securities industry since since 1997 and previously worked at First Allied Securities. According to publicly available records released by the Financial Industry Regulatory Authority […]

Kevin Canterbury is a Financial Advisor at Coastal Equities, Inc. in Scottsdale, Arizona, who operates his own independent advisory firm, Redstone Capital.  Kevin Canterbury entered the securities industry in 2005 and previously worked at Northwestern Mutual Investment Services and Mutual Securities.    According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in […]

The Wolper Law Firm, P.A. is currently investigating claims against John Ernst, a former Financial Advisor at Forresters Equity Services in San Diego, California.  John Ernst has been in the securities industry since 1989 and previously worked at ING Financial Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

The Wolper Law Firm, P.A. is currently investigating claims against John Maloney, a Financial Advisor at Woodbury Financial Services in Morristown, New Jersey.  John Maloney has been in the securities industry since 1981 and previously worked at Edward Jones until 2016. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

The Wolper Law Firm, P.A. is currently investigating claims against Brian Eyster, a Financial Advisor at O.N. Equity Sales Company in Farmington Hill, Michigan.  Brian Eyster has been in the financial services industry since 1999 and previously worked for Park Avenue Securities. According to publicly available records released by the Securities Exchange Commission (SEC), on […]