Category: Osaic Wealth

Michael William Risko (CRD#: 1975573) is a registered broker and investment advisor with Osaic Institutions, Inc., in Hyde Park, NY. Broker’s History He entered the securities industry in 1989 and previously worked with Invest Financial Corporation; Oppenheimerfunds Distributor, Inc.; Reliastar Financial Marketing Corp.; Washington Square Securities, Inc.; Fortis Investors, Inc.; AIM Distributors, Inc.; AIM Private […]

Marat Likhtenstein (CRD#:2470480) was a previously registered broker and investment advisor. Broker’s History He entered the securities industry in 1994 and previously worked with John Hancock Mutual Life Insurance Company; John Hancock Distributors; Guardian Investor Services Corporation; Park Avenue Securities, LLC; Signator Investors, Inc.; and Osaic Wealth, Inc. Allegations of Misconduct According to publicly available […]

Louis Martin Wargo (CRD#:1416101) is a Registered Broker and Investment Advisor with Osaic Wealth, Inc., in Brecksville, OH. Broker’s Background He entered the securities industry in 1994 and previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated; The Equitable Life Assurance Society of the United States; AXA Advisors LLC; and FSC Securities Corporation. Current […]