BREAKING NEWS—SEC Charges Analyst, John Paulsen, With Aiding And Abetting Securities Fraud, By Participating In A “Pay To Play” Scheme
July 28, 2018
- Categories:
- Fraud
- Pay to Play Scheme
On July 26, 2018, the Securities and Exchange Commission (SEC) filed a complaint against John Paulsen in the District Court for the Southern District of New York. John Pualsen is a former analyst at a registered broker-dealer headquartered in Alabama. It is alleged that John Paulsen aided and abetted a pay-to-play scheme involving the New […]