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Category: Spartan Capital

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Financial Advisor Murat Kartal Suspended by FINRA

Murat (Marc) Kartal (CRD#: 6346419) is a previously registered Broker. Broker’s Background He entered the securities industry in 2015 and previously worked for Spartan Capital Securities, LLC; and Garden State Securities, Inc. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]

Financial Advisor Philip Marchese (Spartan Capital Securities, LLC) Customer Complaints

Philip Marchese (CRD#: 5905008) is a previously registered Broker. Broker’s Background He entered the securities industry in 2011 and previously worked for Spartan Capital Securities, LLC; Joseph Stone Capital, LLC; Spartan Capital Securities, LLC; Worden Capital Management, LLC; Legend Securities, Inc.; Joseph Gunnar & Co.; and Brookstone Securities, Inc. Current And Past Allegations Of Conduct […]

Financial Advisor Christopher Orlando (Spartan Capital Securities, LLC) Customer Complaints

Christopher Orlando (CRD#: 4136262) was a previously registered Broker at Spartan Capital Securities, LLC in New York, NY. He entered the securities industry in 2002 and previously worked for St. Bernard Financial Services, Inc.; Worden Capital Management, LLC; Legend Securities, Inc.; National Securities Corporation; Joseph Gunnar & Co., LLC; Brookstone Securities, Inc.; J.P. Turner & […]

Financial Advisor James Flower (Spartan Securities) Customer Complaints

James Flower a/k/a Jim Flower (CRD # 2817701) is a Financial Advisor at Spartan Securities in Garden City, New York. James Flower a/k/a Jim Flower has been in the securities industry since 1997 and previously worked for a number of brokerage firms, including ten brokerage firms that have been expelled from the industry by FINRA. […]

Financial Advisor Pratul Agnihotri (Spartan Capital Securities, LLC) Customer Complaints

Pratul Agnihotri, (CRD # 4031797) was a Financial Advisor at Spartan Capital Securities and Aegis Capital Corp in New York, NY and Melville, NY, respectively.  Pratul Agnihotri has been in the securities industry since 1999 and previously worked at Gunallen Financial and four other brokerage firms that have been expelled from the securities industry. According […]

Spartan Capital Securities Financial Advisor, Nicholas J. Schiano, Has Two Customer Complaints Alleging Sales Practice Misconduct

Nicholas J. Schiano (CRD # 4429212) is a Financial Advisor at Spartan Capital Securities, LLC in New York, NY.  Nicholas Schiano has been in the securities industry since 2001 and previously worked at Worden Capital Management, Legend Securities, Joseph Gunnar & Co., Brookstone Securities, Citigroup Global Markets, Chase Investment Services, E*Trade Securities, J.P. Turner & […]

Financial Advisor Emil Botvinnik (Worden Capital Management, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Emil Botvinnik and Jovannie Aquino.  Botvinnik is a former Financial Advisors at Worden Capital Management and SW Financial in New York.  Aquino is a former Financial Advisor at Spartan Capital Securities and Windsor Street Capital in NY.  Both have been in the securities industry since […]

Financial Advisor Marc Reda (First Standard Financial Company LLC) Customer Complaints

Marc Reda is a former Financial Advisor at First Standard Financial Co. and current Financial Advisor at Spartan Capital Securities in Staten Island, New York.  Marc Reda first entered the securities industry in 1999 and has worked for a multitude of brokerage firms, including PHX Financial and Laidlaw & Co. According to publicly available records […]

Financial Advisor Michael Resciniti (Spartan Capital Securities, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Michael Resciniti, a former Financial Advisor at Spartan Capital Securities in Garden City, New York.  Michael Resciniti first entered the securities industry in 2000 and previously worked for First Standard Financial Company, Laidlaw & Co. and Rockwell Global Capital, LLC According to publicly available records […]