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Category: Stifel Nicolaus & Company

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Financial Advisor Joel Davidman (Stifel, Nicolaus & Company, Incorporated) Customer Complaints

Joel Davidman is a Financial Advisor at Stifel Nicolaus in Beverly Hills, California.  Joel Davidman entered the securities industry in 1981 and previously worked for Morgan Stanley for 35 years before being terminated for “allegations relating to the registered representative’s discretionary trades in client accounts without written authorization.”  According to publicly available records released by […]

Financial Advisor Scott Alan Sanders (Stifel, Nicolaus & Company, Incorporated) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Scott Alan Sanders, a Financial Advisor at Stifel Nicolaus in Ft. Myers, Florida.  Scott Sanders has been in the securities industry since the 1990s and previously worked at Wachovia Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on July […]

Financial Advisor Chadwick Carrick (Stifel, Nicolaus & Company, Incorporated) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Chadwick Carrick, a former Financial Advisor at Stifel Nicoloaus, who is now with Jeffrey Matthews Financial Corp. in Mobile, Alabama. Chadwick Carrick has been in the securities industry since the 1990s and previously worked at Sterne, Agee & Leach and Morgan Stanley. According to publicly […]

Financial Advisor Robert Cleary (Stifel, Nicolaus & Company, Incorporated) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Robert Cleary, a Financial Advisor at Stifel Nicolaus in New York, NY.  Robert Cleary has been in the securities industry since the 1980s and previously worked for Gruntal & Co. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on May […]

Financial Advisor Stephen Hurtuk (Stifel, Nicolaus & Company, Incorporated) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Stephen Hurtuk, a former Financial Advisor at Stifel Nicolaus in Boardman, Ohio.  Stephen Hurtuk has been in the securities industry since the 1970s and previously worked for Citigroup and Merrill Lynch. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Stephen […]

Financial Advisor Mitchell Yanow (Stifel, Nicolaus & Company, Incorporated) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Mitchell Yanow, a former Financial Advisor at Stifel Nicolaus & Co. in Boca Raton, FL.  Mitchell Yanow first entered the securities industry in the 1990s and previously worked for Oppenheimer & Co. and Wachovia Securities. According to publicly available records released by the Financial Industry […]