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Category: SW Financial

Financial Advisor John Orlando (SW Financial and Worden Capital Management) Customer Complaints

John Orlando (CRD#: 2002197) is a registered Broker at SW Financial in Melbourne Beach, FL. Broker’s Background He entered the securities industry in 1989 and previously worked for Joseph Gunnar & Co., LLC; Westpark Capital, Inc.; Newport Coast Securities, Inc.; Sterne Agee Financial Services, Inc.; Emmett A. Larkin Company, Inc.; Salomon Grey Financial Corporation; Barron […]

Financial Advisor William Athas (SW Financial and Worden Capital Management) Customer Complaints

William Athas (CRD#: 3165470) is a previously registered Broker. Broker’s Background He entered the securities industry in 1999 and previously worked for SW Financial; Worden Capital Management, LLC; K.C. Ward Financial; Securities America, Inc.; Dalton Strategic Investment Services, Inc.; CBG Financial Group, Inc.; Aegis Capital Corp.; Avalon Partners, Inc.; Liberty Partners Financial Services, LLC; J.W. […]

Financial Advisor Joseph Lianzo (SW Financial and Worden Capital Management) Customer Complaints

Joseph Lianzo (CRD#: 4516842) is a registered Broker at SW Financial in Melville, NY. He entered the securities industry in 2002 and previously worked for Arrive Capital Markets; Laidlaw & Company (UK) Ltd.; Cape Securities, Inc.; Salomon Whitney LLC; J.P. Turner & Company, LLC; New Castle Financial Group, Inc.; Newbridge Securities Corporation; Harrison Securities, Inc.; […]

Financial Advisor John Cangialosi (SW Financial and Worden Capital Management) Customer Complaints

John Cangialosi (CRD#: 3273830) is a registered Broker at SW Financial in New York, NY. He entered the securities industry in 2001 and previously worked for Worden Capital Management, LLC; Legend Securities, Inc.; Joseph Gunnar & Co., LLC; Brookstone Securities, Inc.; J.P. Turner & Company, LLC; Gunnallen Financial, Inc.; and Joseph Stevens & Company, Inc. […]

Financial Advisor Joseph Todaro (SW Financial and Worden Capital Management) Customer Complaints

Joseph Todaro (CRD#: 5708585) is a registered Broker at SW Financial in Melville, NY. He entered the securities industry in 2012 and previously worked for Worden Capital Management LLC; Spartan Capital Securities, LLC; Laidlaw & Company (UK) LTD; Craig Scott Capital, LLC; Rockwell Global Capital, LLC; and EKN Financial Services, Inc. According to publicly available […]

Financial Advisor Richard James Coleman (SW Financial and Worden Capital Management) Customer Complaints

Richard James Coleman (CRD # 2720422) is a Financial Advisor at SW Financial in Melville, NY.  Richard Coleman has been in the securities industry since 1996 and previously worked at Richard James & Associates, Salomon Whitney Financial, Legend Securities, Tryco Securities, Brookville Capital Partners, John Thomas Financial, Woodstock Financial Group, Rockwell Global Capital, Aura Financial […]

Financial Advisor Emil Botvinnik (Worden Capital Management, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Emil Botvinnik and Jovannie Aquino.  Botvinnik is a former Financial Advisors at Worden Capital Management and SW Financial in New York.  Aquino is a former Financial Advisor at Spartan Capital Securities and Windsor Street Capital in NY.  Both have been in the securities industry since […]