CV Brokerage Archives - Wolper Law Firm, P.A.

No results found.

Wolper Law Firm Files FINRA Arbitration Claim Against Aegis Based On the Excessive Trading of Structured Notes

April 7, 2024

The Wolper Law Firm has filed a FINRA arbitration claim against Citigroup Global Markets, Inc. (Citigroup) arising from the sale of Structured Notes. The Financial Advisor responsible for the recommendations is Keith Dagostino (CRD #2837860). Broker’s Background Keith Dagostino was registered with Aegis Capital Corp. as a Financial Advisor from 2014-2023. He […]

Financial Advisor Valence Williams Suspended by FINRA for Unauthorized Trading

March 22, 2024

Valence Montgomery Williams (CRD#:1389729) was a previously registered broker. Broker’s Background He entered the securities industry in 1985 and previously worked with Shearson Lehman Brothers Inc.; Prudential-Bache Securities Inc.; Emanuel and Company (FINRA Expelled the firm on 10/13/1994); Dean Witter Reynolds Inc.; Stuart, Colemand & Co.,Inc.; Investec Ernst & Company; Maxim Group LLC; Gunnallen […]

No results found.

TALK TO AN INVESTMENT LOSS RECOVERY LAWYER

Free consultations, always.

Fort Lauderdale

Start live chat

Category: CV Brokerage

No results found.

TALK TO AN INVESTMENT LOSS RECOVERY LAWYER

Free consultations, always.

Fort Lauderdale