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Category: Thrivent Investment Management

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William Godfrey Barred by FINRA following Investigation into Annuity Exchanges

William Wade Godfrey (CRD#:2447660) is a previously registered broker and investment advisor. Broker’s Background He entered the securities industry in 1994 and previously worked for John Hancock Mutual Life Insurance Company; Fahnestock & Co., Inc.; Ameritas Investment Corp.; American General Financial Advisors, Inc.; Public Employees Equities Services Company; Ameritas Investment Corp.; Equitable Advisors, LLC; Thrivent […]

Financial Advisor Arlyn Stokesbary (Thrivent Investment Management, Inc.) Customer Complaints

Arlyn Stokesbary (CRD # 1717430) is a former Financial Advisor at Thrivent Investment Management, Inc. in Slayton, MN.  Arlyn Stokesbary has been in the securities industry since 1987 and previously worked at Lutheran Brotherhood Securities, Corp.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in August 2019, FINRA suspended Arlyn […]