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Category: Unsuitability

Financial Advisor Michael Morrissett (Wells Fargo Clearing Services, LLC) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Michael Morrissett, a Financial Advisor at Wells Fargo Advisors in Roanoke, Virginia.  Michael Morrissett has been in the securities industry since the 1980s and previously worked at First Union Brokerage Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

Financial Advisor James Geake (Madison Avenue Securities) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against James Geake, a Financial Advisor at Madison Avenue Securities in Skokie, Illinois.  James Geake has been in the securities industry since 1995 and previously worked at American General Securities. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on April 27, […]

Financial Advisor Joel Kamphuis (Summit Brokerage Services) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Joel Kamphuis, a Financial Advisor at Summit Brokerage Services in Fort Lauderdale, FL.  Joel Kamphuis has been in the securities industry since 1987 and previously worked at J.P. Turner & Co. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

Financial Advisor John Raleigh (Summit Brokerage Services) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against John Raleigh, a Financial Advisor at Summit Brokerage Services in Sarasota, FL.  John Raleigh has been in the securities industry since 1993 and previously worked at American Express Investment Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on November […]

Financial Advisor John Maloney (Woodbury Financial Services) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against John Maloney, a Financial Advisor at Woodbury Financial Services in Morristown, New Jersey.  John Maloney has been in the securities industry since 1981 and previously worked at Edward Jones until 2016. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

Financial Advisor Lanny Howarter (Crown Capital Securities, L.P.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Lanny Howarter, a Financial Advisor at Crown Capital Securities in San Diego, CA.  Lanny Howarter has been in the securities industry since the 1970s and previously worked at Equity Services, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on […]

Financial Advisor James Flynn (Voya Financial Advisors, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against James Flynn a/k/a Jim Flynn, a former Financial Advisor at Voya Financial Advisors and IFS Securities in Greenville, South Carolina.  James Flynn a/k/a Jim Flynn has been in the securities industry since the 1990s and previously worked at Capital Investment Group and Brookstone Securities. According […]

Financial Advisor William Burks (Centaurus Financial, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against William Burks, a Financial Advisor at Centaurus Financial in Flower Mound, Texas.  William Burks has been in the securities industry since the 1990s and previously worked at PFS Investments, Inc. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), since 2010, […]

Financial Advisor Michael Barnett (Hilliard Lyons) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Michael Barnett, a former Financial Advisor at Hilliard Lyons in Marion, Illinois  Michael Barnett has been in the securities industry since 2010 and previously worked for Edward Jones According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Michael Barnett has five […]

Financial Advisor Paul Deangelo (Oppenheimer & Co., Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Paul Deangelo, a former Financial Advisor at Oppenheimer & Co. in Saddle Brook, New Jersey.  Paul Deangelo has been in the securities industry since 1980s and previously worked for Wells Fargo and Morgan Stanley. According to publicly available records released by the Financial Industry Regulatory […]