Christ Elias Baltas (CRD#: 2570499) is a previously registered Broker. He entered the securities industry in 1995 and previously worked for Worden Capital Management, LLC; Wilmington Capital Securities, LLC; Kovack Securities, Inc.; Quest Capital Strategies, Inc.; Ladenburg, Thalmann & Co., Inc.; and Ladenburg Capital Management, Inc. According to publicly available records released by the Financial […]

Matthew Gates (CRD#: 4727945) is a registered Broker at Worden Capital Management, LLC in New York, NY; he is also a previously registered Investment Advisor. He entered the securities industry in 2004 and previously worked for Joseph Gunnar & Co., LLC; Laidlaw & Company (UK) LTD; and Sands Brothers & Co., LTD.   According to […]

Joseph Todaro (CRD#: 5708585) is a registered Broker at SW Financial in Melville, NY. He entered the securities industry in 2012 and previously worked for Worden Capital Management LLC; Spartan Capital Securities, LLC; Laidlaw & Company (UK) LTD; Craig Scott Capital, LLC; Rockwell Global Capital, LLC; and EKN Financial Services, Inc. According to publicly available […]

David Weisberg (CRD # 5610111) was a Financial Advisor at Worden Capital Management in New York, NY. David Weisberg has been in the securities industry since 2009 and previously worked at two brokerage firms that have since been expelled from the industry by FINRA, including Legend Securities and John Thomas Financial. According to publicly available […]

Donald Fowler (CRD # 4989632) was a Financial Advisor at Worden Capital Management in Rockville Center, New York. Donald Fowler has been in the securities industry since 2005 and previously worked for JD Nicholas & Associates and American Capital Partners. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on February […]

Gregory T. Dean (CRD # 4922996) was a Financial Advisor at Worden Capital Management LLC in Rockville Center, New York.  Gregory Dean has been in the securities industry since 2005 and previously worked at J.D. Nichols & Associates, American Capital Partners, Metlife Securities and Metropolitan Life Insurance Company. According to publicly available records released by […]

Yousuf Saljooki (CRD # 5045123) was a Financial Advisor at SW Financial and Worden Capital Management in Melville, NY.  Yousuf Saljooki has been in the securities industry since 2006 and previously worked at three brokerage firms that have been expelled by FINRA.  According to publicy available records released by the Financial Industry Regulatory Authority (FINRA), […]

Gregory Dean is a Financial Advisor at Worden Capital Management LLC in Rockville Center, New York.  Gregory Dean has been in the securities industry since 2005 and previously worked at J.D. Nichols & Associates, American Capital Partners, Metlife Securities and Metropolitan Life Insurance Company. According to publicly available records released by the Financial Industry Regulatory […]

Robert Yasnis is a Financial Advisor at Worden Capital Management in Melville, NY.  Robert Yasnis has been in the securities industry since 1993 and previously worked at Laidlaw & Company and three brokerage firms that have been expelled from the industry by the Financial Industry Regulatory Authority.     According to publicly available records released by […]

Sean McCabe is a Financial Advisor at Worden Capital Management in Westbury, NY.  Sean McCabe has been in the securities industry since 2008 and previously worked at Four Points Capital Partners.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Sean McCabe has six customer complaint disclosures on his CRD, alleging […]