- Are Brokerage Firms Responsible For Investment Losses Caused By A Financial Advisor’s Misconduct?
- Can I Cancel An Unauthorized Investment?
- Can I Sue My Financial Advisor?
- Financial Advisor Expungement: Past, Present & Future
- How Are Damages Calculated In A FINRA Arbitration?
- How Do Arbitrators Determine Suitability?
- How Do I Know If My Investments Are Suitable?
- How Do I Know My Broker Is Making Legitimate Investments?
- I Lost Money Because My Broker Invested in a Fund I Did Not Want. Is He Liable For My Loss?
- I Suspect My Mother is the Victim of Elder Abuse. How Can I Check?
- If I Sue My Financial Advisor, What Is the Process for Me to Recover My Investment Losses?
- What Are A Stockbroker’s Legal Obligations to Me?
- What Are The Benefits And Risks Of Using Margin In A Brokerage Account?
- What Are the Common Signs of Investment Misconduct?
- What Are the Most Common Types of Broker Fraud or Negligence?
- What Information Should I Get From My Broker Before Making An Investment?
- What Is Elder Financial Abuse?
- What Laws Protect Against Elder Financial Abuse?
Attorney Matthew Wolper
Matt Wolper is a trial lawyer who focuses exclusively on securities litigation and arbitration. Mr. Wolper has handled hundreds of securities matters nationwide before the Financial Industry Regulatory Authority (FINRA), American Arbitration Association (“AAA”), JAMS, and in state and federal court. Mr. Wolper has handled and tried cases involving complex financial products and strategies ranging from traditional stocks and bonds to options, margin and other securities-based lending products, closed/open-end mutual funds, structured products, hedge funds, and penny stocks.
[Attorney Bio]