INVESTOR WARNING—Financial Advisor Dennis Mitchell Farrah Discharged By TCM Securities And Was Barred By FINRA
The Wolper Law Firm is currently investigating claims against Dennis Farrah, a former Financial Advisor at TCM Securities in Aurora, Colorado.
In December 2017, Dennis Farrah resigned from TCM Securities after being advised by the Colorado Division of Securities that the Division was prepared to file charges against him for “selling away, short-term real estate notes, without advising TCM of his intention to do so.” These sales practice activities culminated in Denis Farrah being “barred from association with any licensed broker dealer, investment adviser, or federally covered adviser that conducts business in Colorado.”
Subsequently, four (4) customers of Dennis Farrah have filed complaints, alleging breach of fiduciary duty, violations of the Colorado securities laws, negligence, fraud and breach of fiduciary duty. The total alleged damages exceed $700,000. These matters remain pending.
If you or someone you know was a customer of Dennis Farrah and you experienced investment losses, please contact the Wolper Law Firm at 800.931.8452 or by email at firstname.lastname@example.org to discuss your specific situation and the legal options available. The Wolper Law Firm represents investors nationwide in securities litigation and arbitration.