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Tag: barred

Financial Advisor Michael Barry Carter (Morgan Stanley) Customer Complaints

Michael Barry Carter (CRD # 3232017) is a former Financial Advisor at Morgan Stanely in McLean, VA.  Michael Carter has been in the securities industry since 1999 and previously worked at Ameriprise, Merril Lynch, Financial Network Investment Corporation and Dean Witter Reynolds.  On July 20, 2020, the Securities and Exchange Commission (SEC) filed a complaint […]

Financial Advisor James Bylenga (LPL Financial LLC) Customer Complaints

James Bylenga is a former Financial Advisor at LPL Financial LLC in Portage, MI.  James Bylenga has been in the securities industry since 1980 and previously worked at Centennial Securities, Lehman Brothers, Citigroup, Robert Baird & Co. and Comerica.  According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on April 5, […]