Thomas Graham Kahn (CRD#: 263171) is a registered broker and investment advisor at Kahn Brothers LLC., in New York, NY. Broker’s Background Thomas Kahn entered the securities industry in 1969. He previously worked for Lehman Brothers Kuhn Loeb Incorporated, and Abraham & Co. Inc. Allegations of Misconduct According to publicly available records released by the […]

Gustavo Miramontes (CRD#: 2338966) is a registered broker at Oppenheimer & Co. Inc., in Los Angeles, CA. Broker’s Background He entered the securities industry in 1996. He previously worked for Wedbush Securities, Inc.; Wells Fargo Advisors, LLC; Southwest Securities, Inc; and M.L Stern & Co., LLC. Current and Past Allegations of Conduct Leading to Investment […]

Michael Young Hamilton (CRD#: 2038138) is a registered investment advisor and broker at Centaurs Financial, Inc., in Fort Myers, FL. Broker’s Background Michael Hamilton entered the securities industry in 1992. He previously worked for J.P Turner & Company Capital Management, LLC; Gunnallen Financial, Inc.; Raymond James & Associates, Inc.; Prudential Securities Incorporated; Smith Barney Inc.; […]

Vincent Pucciarelli Jr. (CRD#: 2039846) is a previously registered broker. Broker’s Background He entered the securities industry in 1996 and previously worked for J.W Barclay & Co., Inc.; Platinum Equities, Inc.; American Investment Services, Inc. (FINRA expelled the firm); Empire Financial Group, Inc. (FINRA expelled the firm); Brookstone Securities, Inc. (FINRA expelled the firm); Colorado […]

John Forrester, Jr.  (CRD#: 728188) is a registered broker at Newbridge Securities Corporation in Boca Raton, FL. Broker’s Background He entered the securities industry in 1981 and currently works for Newbridge Securities Corporation. He previously worked for Wasserman & Associates, Inc.; Thos. K. Wasserman & Associates, Inc.; Dean Witter Reynolds Inc.; Prudential Securities Incorporated; Thomson […]

Jeffrey Gitterman (CRD#: 1910332) is a registered broker at Vanderbilt Securities, LLC, as well as a registered investment advisor at Gitterman Wealth Management, LLC, in Edison, NJ. Broker’s Background Jeffrey Gitterman entered the securities industry in 1990 and previously worked for Triad Advisors Inc.; ING Financial Advisers, LLC; Aetna Financial Services, Inc.; AXA Advisors, LLC; […]

Jason J. Walsh (CRD#: 5758243) is a registered Broker at PHX Financial, Inc., in Hauppauge, NY. Broker’s Background He entered the securities industry in 2010 and previously worked for Network 1 Financial Securities, Inc.; Joseph Gunnar & Co., LLC; National Securities Corporation; Obsidian Financial Group, LLC; John Thomas Financial; and First Midwest Securities, Inc. Current […]

Lee Diedrich (CRD#: 2636095) was dually registered as a Broker and Investment Advisor. Broker’s Background He entered the securities industry in 1995 and previously worked for Pruco Securities, LLC. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in November 2022, […]

Daniel Hajduk (CRD#: 830330) is a previously registered Broker. Broker’s Background He entered the securities industry in 1976 and previously worked for Coordinated Capital Securities, Inc.; Stephens Financial Group, Inc.; Blunt Ellis & Loewi, Inc.; Stifel, Nicolaus & Company, Inc; Bacon, Whipple & Co., Inc.; John H. Altorfer & Co.; and T. Reilly, Inc. Current […]

Glenn Romer (CRD#: 4841915) is a registered Broker at Center Street Securities, Inc. in Vero Beach, FL. Broker’s Background He entered the securities industry in 2005 and previously worked for Lincoln Financial Securities Corp. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by the Financial Industry Regulatory […]