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Tag: Cambridge Investment Research

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Financial Advisor Thomas Barton III (Mutual of Omaha Investor Services, Inc.) Customer Complaints

Thomas Barton III (CRD#: 6908590) is a previously registered Broker and previously registered Investment Advisor. Broker’s Background He entered the securities industry in 2019 and previously worked for Mutual of Omaha Investor Services, Inc.; and Cambridge Investment Research, Inc. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released […]

Financial Advisor Gary Meier (Cambridge Investment Research) Customer Complaints

Gary Meier is a former Financial Advisor at Cambridge Investment Research in Vancouver, WA.  Gary Meier has been in the securities industry since 1987 and previously worked at Symetra Investment Services and Pacific West Securities.     According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Gary Meier has six customer complaints […]

Financial Advisor Alan Dole (Cambridge Investment Research) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Alan Dole, a Financial Adviser at Cambridge Investment Research in Henrico, Virginia.  Alan Dole has been in the securities industry since 2005 and previously worked at Sanders Morris Harris.    According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), Alan Dole is […]