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Tag: Conversion

Financial Advisor Jeffrey Dampf (PFS Investments, Inc.) Customer Complaints

Jeffrey Dampf (CRD#: 5676205) is a previously registered Broker and previously registered Investment Advisor. He entered the securities industry in 2009 and previously worked for PFS Investments, Inc.   According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in October 2021, FINRA sanctioned Jeffrey Dampf, barring him from all capacities indefinitely, […]

Financial Advisor Eric Hollifield (LPL Financial LLC) Customer Complaints

Eric Hollifield (CRD#: 3091319) is a previously registered Broker and previously registered Investment Advisor. He entered the securities industry in 1998 and previously worked for LPL Financial, LLC; Sterne Agee Financial Services, Inc.; H&R Block Financial Advisors, Inc; and Merrill Lynch, Pierce, Fenner & Smith, Inc.   According to publicly available records released by the […]

Financial Advisor James Thomas Booth (LPL Financial LLC) Customer Complaints

James Thomas Booth was a Financial Advisor at LPL Financial Advisors in Norwalk, CT.  James Booth has been in the securities industry since 1989 and previously worked at Invest Financial Corporation, Cadaret, Grant & Co., Guardian Investor Services, Reliastar Financial Marketing Group and One Wall Street Brokerage.  According to publicly available records released by the […]

Financial Advisor Kristian Gaudet (Ameritas Investment Corp.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Kristian Gaudet, a former Financial Adviser at Ameritas Investment Corp. in Cut Off, Louisiana. Kristian Gaudet has been in the securities industry since 2000 and previously worked at The Advisors Group.   According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]