Eric Nicolassy (CRD#: 6244539) is a registered Broker at Network 1 Financial Securities, Inc., in Red Bank, NJ. Broker’s Background He entered the securities industry in 2020 and only has been registered with Network 1 Financial Securities, Inc. Current And Past Allegations Of Conduct Leading To Investment Loss According to publicly available records released by […]

Jan Earl Haynes (CRD#: 833875) is a previously registered Broker. Broker’s Background He entered the securities industry in 1977 and previously worked for Integrity Brokerage Services, Inc.; Centaurs Financial, Inc.; National Securities Corporation; The Concord Equity Group, LLC; First Montauk Securities Corp.; J. Robbins Securities, LLC; RAS Securities Corp.; Cohig & Associates, Inc.; Dickinson & […]

Matthew Muratori (CRD # 625563) was a Financial Advisor at Pruco Securities in Tampa, FL. Matthew Muratori has been in the securities industry since 2017 and previously worked at Foresters Financial Services. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on June 8, 2020, FINRA sanctioned Matthew Muratori, barring him […]

Mark F. Augusta is a Financial Advisor at Hilltop Securities, Inc. in Del Mar, California. Mark Augusta has been in the securities industry since 1986 and previously worked at Baraban Securities, Inc. Miller & Schroeder Financial, Inc., Piper Jaffray & Co., Stone & Youngberg, LLC and Wedbush Securities, Inc. According to publicly available records released […]

The Wolper Law Firm, P.A. is currently investigating claims against Chris Kubiak, a former Financial Advisor at Carlton & Associates in Brookfield, MI and American Global Wealth Management in McDonough, GA. Chris Kubiak has been in the securities industry since the 1980s and previously worked at Freedom Investors Partners. According to publicly available records released […]

The Wolper Law Firm, P.A. is currently investigating claims against John Kittner, a former Financial Advisor at Ameritas Investment Corp. in Mesa, Arizona. John Kittner has been in the securities industry since the 2001 and previously worked at Wells Fargo. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on October […]

The Wolper Law Firm, P.A. is currently investigating claims against Dwight West, a Financial Advisor at UBS in Lone Tree, Colorado.  Dwight West has been in the securities industry since the 1980s and previously worked at Morgan Stanley. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on May 24, 2018, […]

The Wolper Law Firm, P.A. is currently investigating claims against Michael Ahearn, a former Financial Advisor at Merrill Lynch in Yardley, Pennsylvania. Michael Ahearn has been in the securities industry since the 1990s and previously worked at Wells Fargo. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on July 30, 2018, […]

The Wolper Law Firm, P.A. is currently investigating claims against Roger Kroeger, a former Financial Advisor at Invest Financial Corporation in Ft. Lauderdale, FL.  Roger Kroeger has been in the securities industry since the 1980s. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in November 2017, Roger Kroeger was terminated […]