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Tag: Elderly

Financial Advisor John Joseph Cahill (Janney Montgomery Scott LLC) Customer Complaints

John Joseph Cahill (CRD # 1240551) was a Financial Advisor at Janney Montgomery Scott in Upper Saddle River, NJ.  John Joseph Cahill has been in the securities industry since 1984 and previously worked at Morgan Stanley and Citigroup Global Markets. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), FINRA barred […]

Financial Advisor Robert F. Montes (Morgan Stanley) Customer Complaints

Robert F. Montes (CRD # 8355488) was a Financial Advisor at Morgan Stanley in Palm Harbor, FL.  Robert Montes has been in the securities industry since 1977 and previously worked at Wells Fargo Advisors, Prudential Securities, Salomon Smith Barney, Lehman Brothers, Merrill Lynch, E.F. Hutton and Oppenheimer.     According to publicy available records released by […]

Financial Advisor Chris Kubiak (Carlton & Associates) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Chris Kubiak, a former Financial Advisor at Carlton & Associates in Brookfield, MI and American Global Wealth Management in McDonough, GA. Chris Kubiak has been in the securities industry since the 1980s and previously worked at Freedom Investors Partners. According to publicly available records released […]

Financial Advisor John Kittner (Ameritas Investment Corp.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against John Kittner, a former Financial Advisor at Ameritas Investment Corp. in Mesa, Arizona. John Kittner has been in the securities industry since the 2001 and previously worked at Wells Fargo. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on October […]

Financial Advisor Dwight West (UBS Financial Services, Inc.) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Dwight West, a Financial Advisor at UBS in Lone Tree, Colorado.  Dwight West has been in the securities industry since the 1980s and previously worked at Morgan Stanley. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on May 24, 2018, […]

Financial Advisor Michael Ahearn (Merrill Lynch, Pierce, Fenner & Smith) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Michael Ahearn, a former Financial Advisor at Merrill Lynch in Yardley, Pennsylvania. Michael Ahearn has been in the securities industry since the 1990s and previously worked at Wells Fargo. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), on July 30, 2018, […]

Financial Advisor Roger Kroeger (Invest Financial Corporation) Customer Complaints

The Wolper Law Firm, P.A. is currently investigating claims against Roger Kroeger, a former Financial Advisor at Invest Financial Corporation in Ft. Lauderdale, FL.  Roger Kroeger has been in the securities industry since the 1980s. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), in November 2017, Roger Kroeger was terminated […]